Jay Clayton

Last updated on 2017-10-28T09:08+0300.

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Jay Clayton said : "These actions provide temporary, targeted relief to issuers, investment funds and investment advisers affected by COVID-19. At the same time, we encourage public companies to provide current and forward-looking information to their investors," External link

cnbc Wednesday, April 1, 2020 10:20:00 PM EAT

Jay Clayton said : “Anyone who is privy to private information about a company or about markets needs to be cautious about how they use that private information,” “That’s sort of fundamental to our securities laws, and that applies to government employees, public officials, etc., and the STOCK Act codifies that” External link

theepochtimes Tuesday, March 31, 2020 3:13:00 AM EAT

Jay Clayton said : “Anyone who is privy to private information about a company or about markets needs to be cautious about how they use that private information,” “That’s sort of fundamental to our securities laws and that applies to government employees, public officials, etc., and the STOCK Act codifies that” External link

theepochtimes Monday, March 30, 2020 11:23:00 PM EAT

Jay Clayton said : "You need to be able to be on the short side of the market in order to facilitate ordinary market trading," External link

4-traders Monday, March 30, 2020 10:09:00 PM EAT

Jay Clayton added : "We need market integrity, but we believe we're taking care of it with the alternative uptick rule," External link

4-traders Monday, March 30, 2020 10:09:00 PM EAT

Jay Clayton said : “Today’s temporary action will provide an additional tool that funds can use to manage their portfolios for the benefit of their investors in the current market environment,” “This action provides funds with additional flexibility to navigate volatile markets while meeting their obligations to investors” External link

foreignaffairs-nz Tuesday, March 24, 2020 5:41:00 AM EAT

Jay Clayton said : “Today’s temporary action will provide an additional tool that funds can use to manage their portfolios for the benefit of their investors in the current market environment,” “This action provides funds with additional flexibility to navigate volatile markets while meeting their obligations to investors” External link

sec Tuesday, March 24, 2020 4:58:00 AM EAT

Jay Clayton said : “I think our banks are in a much stronger position today than they were then,” External link

economictimes Wednesday, March 18, 2020 12:26:00 AM EAT

Jay Clayton said : “I think our banks are in a much stronger position today than they were then,” External link

news-yahoo Tuesday, March 17, 2020 9:23:00 PM EAT

Jay Clayton dit : "Les marchés doivent continuer de fonctionner dans des moments comme ceux-là" External link

usinenouvelle Tuesday, March 17, 2020 12:57:00 AM EAT

Jay Clayton dit : "Les marchés doivent continuer de fonctionner dans des moments comme ceux-là" External link

LesEchos Tuesday, March 17, 2020 12:38:00 AM EAT

Jay Clayton said : "Things have been functioning well in our markets over the past two weeks of a very volatile time," External link

politico Tuesday, March 17, 2020 12:08:00 AM EAT

Jay Clayton said : "Things have been functioning well in our markets over the past two weeks of a very volatile time," External link

politico Monday, March 16, 2020 5:19:00 PM EAT

Jay Clayton said : “Emerging companies—from early-stage start-ups seeking seed capital to companies that are on a path to become a public reporting company—use the exempt offering rules to access critical capital needed to create jobs and scale their businesses,” “The complexity of the current framework is confusing for many involved in the process, particularly for those smaller companies whose limited resources spent on navigating our overly complex rules are diverted from direct investments in the companies’ growth. These proposals are intended to create a more rational framework that better allows entrepreneurs to access capital while preserving and enhancing important investor protections” External link

sec Thursday, March 5, 2020 1:09:00 AM EAT

Jay Clayton added : "I urge companies to work with their audit committees and auditors to ensure that their financial reporting, auditing and review processes are as robust as practicable in light of the circumstances in meeting the applicable requirements," External link

wsau Wednesday, March 4, 2020 11:32:00 PM EAT

Jay Clayton said : “The staff will determine whether to provide additional guidance and relief as appropriate for affected parties,” “Relief may be made available on a case-by-case or broader basis as circumstances merit” External link

theepochtimes Thursday, February 20, 2020 5:04:00 PM EAT

Jay Clayton said : “This is an uncertain issue where actual effects will depend on many factors beyond the control and knowledge of issuers. However, how issuers plan for that uncertainty and how they choose to respond to events as they unfold can nevertheless be material to an investment decision,” External link

news-yahoo Thursday, February 20, 2020 1:37:00 PM EAT

Jay Clayton said : "The staff will determine whether to provide additional guidance and relief as appropriate for affected parties," "Relief may be made available on a case-by-case or broader basis as circumstances merit" External link

wsau Thursday, February 20, 2020 12:33:00 AM EAT

Jay Clayton said : "Today's proposal is part of our larger initiative to modernize our equity market regulatory structure to address significant changes in our trading markets. In particular, today's proposals are designed to improve data quality and data access for all market participants," "Both the content of NMS market data and the technologies used to collect, consolidate, and disseminate that data have lagged meaningfully behind proprietary data products and systems offered by the exchanges. By expanding the content of this data and introducing competitive forces into the market, the proposals would enhance transparency and ensure that improved NMS market data is available on terms that are accessible to a wide variety of participants in today's markets" External link

finanznachrichten-en Saturday, February 15, 2020 5:11:00 AM EAT

Jay Clayton said : “Today’s proposal is part of our larger initiative to modernize our equity market regulatory structure to address significant changes in our trading markets. In particular, today’s proposals are designed to improve data quality and data access for all market participants,” “Both the content of NMS market data and the technologies used to collect, consolidate, and disseminate that data have lagged meaningfully behind proprietary data products and systems offered by the exchanges. By expanding the content of this data and introducing competitive forces into the market, the proposals would enhance transparency and ensure that improved NMS market data is available on terms that are accessible to a wide variety of participants in today’s markets” External link

4-traders Saturday, February 15, 2020 3:52:00 AM EAT

Jay Clayton said : “Today’s proposal is part of our larger initiative to modernize our equity market regulatory structure to address significant changes in our trading markets. In particular, today’s proposals are designed to improve data quality and data access for all market participants,” “Both the content of NMS market data and the technologies used to collect, consolidate, and disseminate that data have lagged meaningfully behind proprietary data products and systems offered by the exchanges. By expanding the content of this data and introducing competitive forces into the market, the proposals would enhance transparency and ensure that improved NMS market data is available on terms that are accessible to a wide variety of participants in today’s markets” External link

sec Saturday, February 15, 2020 2:45:00 AM EAT

Jay Clayton said : “I am extremely pleased to welcome Nancy to the SEC,” “Through Nancy’s extensive experience within the federal government and the private sector, she has developed a deep knowledge of the cyber risk landscape that will benefit the SEC and market participants through our own initiatives as well as through our participation in interagency efforts” External link

foreignaffairs-nz Friday, February 14, 2020 5:19:00 AM EAT

Jay Clayton added ( about Commission ) : “I also want to thank Kevin Zerrusen for his work helping to strengthen cybersecurity practices both at the SEC and across the markets we regulate,” “He was a valuable asset to me, the Commission, and the financial regulatory community more broadly” External link

foreignaffairs-nz Friday, February 14, 2020 5:19:00 AM EAT

Jay Clayton said : "I am extremely pleased to welcome Nancy to the SEC," "Through Nancy's extensive experience within the federal government and the private sector, she has developed a deep knowledge of the cyber risk landscape that will benefit the SEC and market participants through our own initiatives as well as through our participation in interagency efforts" External link

finanznachrichten-en Friday, February 14, 2020 3:07:00 AM EAT

Jay Clayton added ( about Commission ) : "I also want to thank Kevin Zerrusen for his work helping to strengthen cybersecurity practices both at the SEC and across the markets we regulate," "He was a valuable asset to me, the Commission, and the financial regulatory community more broadly" External link

finanznachrichten-en Friday, February 14, 2020 3:07:00 AM EAT

Jay Clayton said : "I am extremely pleased to welcome Nancy to the SEC," "Through Nancy's extensive experience within the federal government and the private sector, she has developed a deep knowledge of the cyber risk landscape that will benefit the SEC and market participants through our own initiatives as well as through our participation in interagency efforts" External link

4-traders Friday, February 14, 2020 1:46:00 AM EAT

Jay Clayton added ( about Commission ) : "I also want to thank Kevin Zerrusen for his work helping to strengthen cybersecurity practices both at the SEC and across the markets we regulate," "He was a valuable asset to me, the Commission, and the financial regulatory community more broadly" External link

4-traders Friday, February 14, 2020 1:46:00 AM EAT

Jay Clayton said : "The proposal and the guidance we are releasing today, which reflect the staff’s wealth of experience, would improve the quality and accessibility of registrants' presentation of financial results and performance metrics," "The improved disclosures would allow investors to make better capital allocation decisions, while reducing compliance burdens and costs without in any way adversely affecting investor protection" External link

sec Friday, January 31, 2020 12:35:00 AM EAT

Jay Clayton said : “The proposal is designed to address the statutory mandate in a manner that does not result in undue compliance burdens or competitive harm,” External link

houstonchronicle Saturday, January 18, 2020 12:12:00 AM EAT

Jay Clayton said : “I am pleased that Dr. Gerig has agreed to bring his broad experience in data strategy and management to this important new role for the Commission,” “He is well suited to further our efforts to ensure there is a coherence between the information we collect and the information we need to carry out our mission. My colleagues at the Commission and I look forward to working with Austin as we strive to better both our use and our protection of data” External link

foreignaffairs-nz Friday, January 17, 2020 3:18:00 AM EAT

Jay Clayton said : "I am pleased that Dr. Gerig has agreed to bring his broad experience in data strategy and management to this important new role for the Commission," "He is well suited to further our efforts to ensure there is a coherence between the information we collect and the information we need to carry out our mission. My colleagues at the Commission and I look forward to working with Austin as we strive to better both our use and our protection of data" External link

finanznachrichten-en Friday, January 17, 2020 1:52:00 AM EAT

Jay Clayton said : “I am pleased that Dr. Gerig has agreed to bring his broad experience in data strategy and management to this important new role for the Commission,” “He is well suited to further our efforts to ensure there is a coherence between the information we collect and the information we need to carry out our mission. My colleagues at the Commission and I look forward to working with Austin as we strive to better both our use and our protection of data” External link

sec Friday, January 17, 2020 1:13:00 AM EAT

Jay Clayton told : “Opportunities to participate in the investment management industry are distributed much more narrowly than they should be. It is critical that the asset management industry include women and men with diverse backgrounds and perspectives,” External link

forbes Tuesday, January 14, 2020 9:15:00 PM EAT

Jay Clayton told : “Opportunities to participate in the investment management industry are distributed much more narrowly than they should be. It is critical that the asset management industry include women and men with diverse backgrounds and perspectives,” External link

forbes Tuesday, January 14, 2020 9:15:00 PM EAT

Jay Clayton said ( about Commission ) : “The proposal is consistent with the Commission’s long-recognized view that an audit by an objective, impartial, and skilled professional enhances both investor protection and market integrity, and, in turn, facilitates capital formation,” External link

forbes Monday, December 30, 2019 11:42:00 PM EAT

Jay Clayton said ( about Commission ) : “The proposal is consistent with the Commission’s long-recognized view that an audit by an objective, impartial, and skilled professional enhances both investor protection and market integrity, and, in turn, facilitates capital formation,” External link

forbes Monday, December 30, 2019 11:42:00 PM EAT

Jay Clayton said ( about Commission ) : "The proposed amendments also would increase the number of qualified audit firms an issuer could choose from and permit audit committees and Commission staff to better focus on relationships that could impair an auditor’s objectivity and impartiality," External link

wsau Monday, December 30, 2019 11:35:00 PM EAT

Jay Clayton said : “The proposed amendments are based on years of Commission staff experience in applying our auditor independence rule set and respond to recent and longer term feedback received from a wide range of market participants,” “The proposal is consistent with the Commission’s long-recognized view that an audit by an objective, impartial, and skilled professional enhances both investor protection and market integrity, and, in turn, facilitates capital formation. In practice, the proposed amendments also would increase the number of qualified audit firms an issuer could choose from and permit audit committees and Commission staff to better focus on relationships that could impair an auditor’s objectivity and impartiality” External link

4-traders Monday, December 30, 2019 9:19:00 PM EAT

Jay Clayton said : “I am pleased to welcome David to the SEC as our Chief Information Officer,” “David’s substantial experience working with complex information technology systems, including in the intelligence sector, will serve the agency well as we continue to focus on the security and operational effectiveness of our systems at the SEC” External link

sec Friday, December 20, 2019 7:37:00 PM EAT

Jay Clayton said : "I believe it is important to focus on solutions that provide access to investment opportunities on substantially the same terms as those that would be available to institutional investors with protections ... that are akin to the protections in our public market," External link

channelnewsasia Thursday, December 19, 2019 1:15:00 PM EAT

Jay Clayton said : "I believe it is important to focus on solutions that provide access to investment opportunities on substantially the same terms as those that would be available to institutional investors with protections ... that are akin to the protections in our public market," External link

4-traders Thursday, December 19, 2019 7:08:00 AM EAT

Jay Clayton said : “The current test for individual accredited investor status takes a binary approach to who does and does not qualify based only a person’s income or net worth,” “Modernization of this approach is long overdue. The proposal would add additional means for individuals to qualify to participate in our private capital markets based on established, clear measures of financial sophistication. I also am pleased that the proposal specifically recognizes that certain organizations, such as tribal governments, should not be restricted from participating in our private capital markets” External link

sec Thursday, December 19, 2019 6:22:00 AM EAT

Jay Clayton said : "I believe it is important to focus on solutions that provide access to investment opportunities on substantially the same terms as those that would be available to institutional investors with protections ... that are akin to the protections in our public market," External link

channelnewsasia Thursday, December 19, 2019 2:31:00 AM EAT

Jay Clayton said : “The current test for individual accredited investor status takes a binary approach to who does and does not qualify based only a person’s income or net worth,” “Modernization of this approach is long overdue. The proposal would add additional means for individuals to qualify to participate in our private capital markets based on established, clear measures of financial sophistication. I also am pleased that the proposal specifically recognizes that certain organizations, such as tribal governments, should not be restricted from participating in our private capital markets” External link

4-traders Wednesday, December 18, 2019 10:03:00 PM EAT

Jay Clayton said : “I commend the staff for expertly navigating legal and regulatory questions when crafting this proposal,” “The proposal is designed to address the statutory mandate in a manner that does not result in undue compliance burdens or competitive harm” External link

sec Wednesday, December 18, 2019 8:09:00 PM EAT

Jay Clayton said : “Ensuring that counterparties agree in writing on the terms of their security-based swap transactions, and that such transactions are periodically reconciled and compressed, goes to the heart of the Dodd-Frank Title VII regulatory regime,” “These rules are designed to guide and drive security-based swap entities to accurately and effectively manage their market and credit risks throughout the life of a security-based swap transaction, including by mitigating the risk that a disagreement, ambiguity or omission will affect performance” External link

sec Wednesday, December 18, 2019 8:09:00 PM EAT

Jay Clayton added ( about Hester Peirce ) : “I again commend Commissioner Peirce for her continued leadership in our efforts to stand up the Dodd-Frank Title VII regulatory regime in coordination with our colleagues at the CFTC,” “I also want to thank our colleagues at the SEC, including in the Division of Trading and Markets and the Division of Economic Risk and Analysis, for bringing their considerable experience to this effort. CFTC Chairman Tarbert, former CFTC Chairman Giancarlo, Commissioner Quintenz, and CFTC staff also have my sincere thanks for engaging with us on these important rules throughout the process. I am pleased that the end result is a set of requirements that are substantially harmonized for dual SEC- and CFTC-regulated entities” External link

sec Wednesday, December 18, 2019 8:09:00 PM EAT

Jay Clayton said : "transactions between the principals of companies ... are something where transparency is essential" External link

news-yahoo Wednesday, December 11, 2019 6:37:00 AM EAT

Jay Clayton responded : “Let me say, generally, our view is [that] it’s a privilege to work in our securities markets. It’s a privilege that you can lose and should lose if you misbehave. I want to be careful not to prejudge; I haven’t seen the text of the rule. What I will say, I have long been supportive of the concepts that are in that rule, including that principle. Let’s put it this way: if you’re going to hire somebody who has a history, the registration and other requirements that FINRA imposes should reflect that you’re taking more risk than someone who doesn’t,” External link

foreignaffairs-nz Wednesday, December 11, 2019 4:14:00 AM EAT

Jay Clayton said ( about Commission ) : “Kristy’s innovative thinking and extensive experience within the Commission have made her an invaluable advisor and, most importantly, a tireless defender of America’s investors,” “She will be an excellent leader for the Cyber Unit as it continues its work in this critical and continually evolving area” External link

news-yahoo Tuesday, December 3, 2019 1:32:00 PM EAT

Jay Clayton said ( about Commission ) : "Kristy's innovative thinking and extensive experience within the Commission have made her an invaluable advisor and, most importantly, a tireless defender of America's investors," "She will be an excellent leader for the Cyber Unit as it continues its work in this critical and continually evolving area" External link

finanznachrichten-en Tuesday, December 3, 2019 6:36:00 AM EAT

Jay Clayton said ( about Commission ) : “Kristy’s innovative thinking and extensive experience within the Commission have made her an invaluable advisor and, most importantly, a tireless defender of America’s investors,” “She will be an excellent leader for the Cyber Unit as it continues its work in this critical and continually evolving area” External link

sec Tuesday, December 3, 2019 1:14:00 AM EAT

Jay Clayton said : “We welcome input in all ways,” External link

news-yahoo Tuesday, November 19, 2019 7:27:00 PM EAT

Jay Clayton explained : “I don’t like that someone who buys $2,000 worth of stock, files a proposal, forces the company to put the proposal in front of all shareholders, and sells the stock as soon as they got the question out there,” “That just doesn’t seem like the right avenue. But if you held it for three years, and have $2,000, you can get your question on the proxy” External link

philly Friday, November 15, 2019 4:23:00 AM EAT

Jay Clayton replied : “Me. Those risks have been transferred from banks to non-bank lenders and people who hold interests in funds. That’s the reality” External link

philly Friday, November 15, 2019 4:23:00 AM EAT

Jay Clayton said ( about Commission ) : "Malou has shown exceptional legal judgment and leadership, advising the Commission on a wide range of rulemakings and initiatives," "I am confident that she will apply her skills well in her new role as DERA's Chief Counsel, and that investors and our capital markets will benefit as a result" External link

finanznachrichten-en Wednesday, November 13, 2019 11:12:00 PM EAT

Jay Clayton said ( about Commission ) : “Malou has shown exceptional legal judgment and leadership, advising the Commission on a wide range of rulemakings and initiatives,” “I am confident that she will apply her skills well in her new role as DERA’s Chief Counsel, and that investors and our capital markets will benefit as a result” External link

4-traders Wednesday, November 13, 2019 10:39:00 PM EAT

Jay Clayton said ( about Commission ) : “Malou has shown exceptional legal judgment and leadership, advising the Commission on a wide range of rulemakings and initiatives,” “I am confident that she will apply her skills well in her new role as DERA’s Chief Counsel, and that investors and our capital markets will benefit as a result” External link

foreignaffairs-nz Wednesday, November 13, 2019 10:00:00 PM EAT

Jay Clayton said ( about Commission ) : “Malou has shown exceptional legal judgment and leadership, advising the Commission on a wide range of rulemakings and initiatives,” “I am confident that she will apply her skills well in her new role as DERA’s Chief Counsel, and that investors and our capital markets will benefit as a result” External link

sec Wednesday, November 13, 2019 9:27:00 PM EAT

Jay Clayton said : “The approach to investment analysis appears to vary widely, in some cases incorporating objectives other than investment performance over a particular time frame or frames,” External link

forbes Thursday, November 7, 2019 10:45:00 PM EAT

Jay Clayton said : “The approach to investment analysis appears to vary widely, in some cases incorporating objectives other than investment performance over a particular time frame or frames,” External link

forbes Thursday, November 7, 2019 10:45:00 PM EAT

Jay Clayton said ( about Commission ) : “I would like to thank Commissioner Roisman for his leadership as we consider these improvements to the proxy voting system,” “Today’s proposals are rooted in key principles of our federal securities laws – disclosure of material conflicts of interest and constructive shareholder-issuer engagement – and benefit from the considerable experience of the staff and the feedback the Commission has received for more than a decade. These proposals recognize the important role proxy voting advice businesses play in our markets and would benefit our Main Street investors – who, more and more, invest through funds where the asset managers rely on the advice, services and reports of proxy voting advice businesses” External link

sec Tuesday, November 5, 2019 10:25:00 PM EAT

Jay Clayton said ( about Commission ) : “I would like to thank Commissioner Roisman for his leadership as we consider these improvements to the proxy voting system,” “Today’s proposals are rooted in key principles of our federal securities laws disclosure of material conflicts of interest and constructive shareholder-issuer engagement and benefit from the considerable experience of the staff and the feedback the Commission has received for more than a decade. These proposals recognize the important role proxy voting advice businesses play in our markets and would benefit our Main Street investors who, more and more, invest through funds where the asset managers rely on the advice, services and reports of proxy voting advice businesses” External link

4-traders Tuesday, November 5, 2019 10:12:00 PM EAT

Jay Clayton said : “Today’s proposed amendments follow from the staff’s extensive experience with shareholder proposals and recognize the significant changes that have taken place in our markets in the decades since these regulatory requirements were last revised, including, in particular, the types and use of communications, the types and frequency of shareholder-company engagement and the substantial shift to investing through mutual funds and ETFs, rather than directly by Main Street investors, ” “The proposed amendments would facilitate constructive engagement by long-term shareholders in a manner that would benefit all shareholders and our public capital markets. I would like to again thank Commissioner Roisman for his leadership on our efforts to improve the proxy process” External link

4-traders Tuesday, November 5, 2019 10:12:00 PM EAT

Jay Clayton said : “If the growth opportunities have shifted… into our private markets and ordinary investors don’t have access to < them, that’s not good,” External link

forbes Monday, November 4, 2019 5:35:00 PM EAT

Jay Clayton said : “If the growth opportunities have shifted… into our private markets and ordinary investors don’t have access to them, that’s not good,” External link

forbes Monday, November 4, 2019 5:35:00 PM EAT

Jay Clayton said : "Potential issuers of SEC-registered RMBS have expressed concerns regarding the scope and interpretation of disclosure requirements," External link

channelnewsasia Thursday, October 31, 2019 2:12:00 AM EAT

Jay Clayton said : "Potential issuers of SEC-registered RMBS have expressed concerns regarding the scope and interpretation of disclosure requirements," External link

4-traders Thursday, October 31, 2019 12:53:00 AM EAT

Jay Clayton said : "Teachers provide a tremendous service to our country," External link

4-traders Tuesday, October 29, 2019 9:20:00 PM EAT

Jay Clayton said : "Teachers provide a tremendous service to our country," External link

4-traders Tuesday, October 29, 2019 7:49:00 PM EAT

Jay Clayton said : “Financial fraudsters who prey on their fellow community members are among the most insidious threats to the security of retail investors’ hard-earned money,” “By partnering with communities and law enforcement agencies that serve those communities, the SEC is committed to educating investors about the dangers of these fraudulent schemes and protecting them from becoming victims” External link

foreignaffairs-nz Monday, October 28, 2019 7:56:00 PM EAT

Jay Clayton acknowledged : “This system is in need of an upgrade,” External link

philly Sunday, October 20, 2019 12:38:00 PM EAT

Jay Clayton said : “Our country’s teachers are everyday heroes whose hard work and dedication are vital to cultivating our future leaders and ensuring America’s continued strength,” “The SEC is committed to making America’s securities markets stronger and safer for our nation’s educators, including by helping them become better informed about the investing options available to them” External link

foreignaffairs-nz Tuesday, October 15, 2019 10:21:00 PM EAT

Jay Clayton added : "market participants receiving payments or engaging in other transactions in digital assets should consider such transactions to present similar or additional risks, including AML/CFT risks, as are presented by transactions in cash and cash equivalents" External link

news-yahoo Sunday, October 13, 2019 3:47:00 PM EAT

Jay Clayton said : "This benefits all investors - issuers can better identify information that is important to investors and enhance the ability to conduct a successful registered offering," External link

wsau Thursday, September 26, 2019 9:06:00 PM EAT

Jay Clayton said : "The price discovery mechanism is completely different," External link

channelnewsasia Thursday, September 19, 2019 10:39:00 PM EAT

Jay Clayton said : "The price discovery mechanism is completely different," External link

wsau Thursday, September 19, 2019 10:04:00 PM EAT

Jay Clayton said : “The price discovery mechanism is completely different,” External link

theglobeandmail Thursday, September 19, 2019 9:37:00 PM EAT

Jay Clayton said : "Why are people waiting so long to access capital from our public markets?" External link

news-yahoo Thursday, September 19, 2019 7:35:00 PM EAT

Jay Clayton said : "I've never been in the boardroom of a good company that wasn’t thinking about customers, employees and community," "What is their legal obligation? That’s a different story" External link

news-yahoo Thursday, September 19, 2019 7:35:00 PM EAT

Jay Clayton said ( about Commission ) : “Jim's outstanding leadership in the disclosure review program has served investors and our markets well for nearly four decades,” “His expertise with the Commission’s disclosure regime has led to significant improvements in the issuer disclosures provided to Main Street investors every day. I want to thank Jim for his lifetime of public service to the SEC and the American people” External link

sec Thursday, September 12, 2019 12:27:00 AM EAT

Jay Clayton said ( about Commission ) : “Jim's outstanding leadership in the disclosure review program has served investors and our markets well for nearly four decades,” “His expertise with the Commission’s disclosure regime has led to significant improvements in the issuer disclosures provided to Main Street investors every day. I want to thank Jim for his lifetime of public service to the SEC and the American people” External link

mondovisione Wednesday, September 11, 2019 11:58:00 PM EAT

Jay Clayton said : “Those are numbers that should attract our attention,” External link

hellenicshippingnews Tuesday, September 10, 2019 3:38:00 AM EAT

Jay Clayton said : "Those are numbers that should attract our attention," External link

wsau Monday, September 9, 2019 9:17:00 PM EAT

Jay Clayton said : "We’ll be relying on Chandler's expertise to help communicate our priorities to retail investors across the country, including through the media," "I am excited to have her as part of the team" External link

mondovisione Monday, September 9, 2019 6:54:00 PM EAT

Jay Clayton said : "We’ll be relying on Chandler's expertise to help communicate our priorities to retail investors across the country, including through the media," "I am excited to have her as part of the team" External link

sec Monday, September 9, 2019 6:46:00 PM EAT

Jay Clayton said : "We’ll be relying on Chandler's expertise to help communicate our priorities to retail investors across the country, including through the media," "I am excited to have her as part of the team" External link

4-traders Monday, September 9, 2019 6:28:00 PM EAT

Jay Clayton said : “Through my discussions with Main Street investors across the country, it became apparent to me that there are several key concepts involving working with a financial professional that have not been well explained,” External link

mondovisione Thursday, August 15, 2019 6:58:00 PM EAT

Jay Clayton said : “Through my discussions with Main Street investors across the country, it became apparent to me that there are several key concepts involving working with a financial professional that have not been well explained,” External link

sec Thursday, August 15, 2019 5:10:00 PM EAT

Jay Clayton said : “The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies,” External link

ipe Friday, August 9, 2019 7:37:00 PM EAT

Jay Clayton said : “The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies. Today’s proposal reflects these significant changes, as well as the reality that there will be changes in the future,” “I applaud the staff for their efforts to modernize and improve our disclosure framework, including recognizing that intangible assets, and in particular human capital, often are a significantly more important driver of value in today’s global economy. The proposals reflect a thoughtful mix of prescriptive and principles-based requirements that should result in improved disclosures and the elimination of unnecessary costs and burdens” External link

4-traders Friday, August 9, 2019 5:46:00 AM EAT

Jay Clayton said : "The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies," External link

4-traders Friday, August 9, 2019 1:32:00 AM EAT

Jay Clayton said : "The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies," External link

wsau Friday, August 9, 2019 12:56:00 AM EAT

Jay Clayton said : “The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies. Today’s proposal reflects these significant changes, as well as the reality that there will be changes in the future,” “I applaud the staff for their efforts to modernize and improve our disclosure framework, including recognizing that intangible assets, and in particular human capital, often are a significantly more important driver of value in today’s global economy. The proposals reflect a thoughtful mix of prescriptive and principles-based requirements that should result in improved disclosures and the elimination of unnecessary costs and burdens” External link

mondovisione Friday, August 9, 2019 12:19:00 AM EAT

Jay Clayton said : “These appropriately tailored amendments provide needed clarity to NRSROs and other market participants,” External link

sec Wednesday, August 7, 2019 11:32:00 PM EAT

Jay Clayton said : “These appropriately tailored amendments provide needed clarity to NRSROs and other market participants,” External link

mondovisione Wednesday, August 7, 2019 10:37:00 PM EAT

Jay Clayton said : “I have heard from investors around the country that they wish they knew more about investing, including how to identify various red flags of fraudulent investment schemes and understanding the impact that fees and costs can have on investments,” “Helping Main Street investors make informed decisions about their financial future continues to be one of my top priorities as Chairman. An important part of this process is to hear directly from Main Street investors of all types. I look forward to a productive discussion in Chicago” External link

4-traders Monday, August 5, 2019 11:47:00 PM EAT

Jay Clayton said : “I’m grateful to Rob for his thoughtfulness, expertise and leadership in taking on the creation of the Cyber Unit,” External link

news-yahoo Tuesday, July 30, 2019 1:14:00 AM EAT

Jay Clayton said : "I’m grateful to Rob for his thoughtfulness, expertise and leadership in taking on the creation of the Cyber Unit," "He leaves the unit well-positioned to continue the critical work of protecting our markets and retail investors in this complex and continually developing area" External link

4-traders Monday, July 29, 2019 9:08:00 PM EAT

Jay Clayton said : "I’m grateful to Rob for his thoughtfulness, expertise and leadership in taking on the creation of the Cyber Unit," "He leaves the unit well-positioned to continue the critical work of protecting our markets and retail investors in this complex and continually developing area" External link

mondovisione Monday, July 29, 2019 8:13:00 PM EAT

Jay Clayton said : "I’m grateful to Rob for his thoughtfulness, expertise and leadership in taking on the creation of the Cyber Unit," "He leaves the unit well-positioned to continue the critical work of protecting our markets and retail investors in this complex and continually developing area" External link

sec Monday, July 29, 2019 7:30:00 PM EAT

Jay Clayton said : “Emily has consistently demonstrated tremendous leadership and legal judgment, and she has earned the respect of her peers across the SEC,” “I know that my colleagues and I look forward to continuing to work with Emily in her new role for the benefit of investors and our capital markets” External link

mondovisione Wednesday, July 24, 2019 12:32:00 AM EAT

Jay Clayton said : "Emily has consistently demonstrated tremendous leadership and legal judgment, and she has earned the respect of her peers across the SEC," "I know that my colleagues and I look forward to continuing to work with Emily in her new role for the benefit of investors and our capital markets" External link

finanznachrichten-en Tuesday, July 23, 2019 11:17:00 PM EAT

Jay Clayton said : “Emily has consistently demonstrated tremendous leadership and legal judgment, and she has earned the respect of her peers across the SEC,” “I know that my colleagues and I look forward to continuing to work with Emily in her new role for the benefit of investors and our capital markets” External link

sec Tuesday, July 23, 2019 10:21:00 PM EAT

Jay Clayton said : "Cases like [Jupai] happen with businesses everywhere around the world, it happens with US companies. But they happen far more often with Chinese companies, hands down," External link

news-yahoo Tuesday, July 16, 2019 1:09:00 PM EAT

Jay Clayton said : "The transition away from LIBOR is gaining some much needed traction, but, as the staff's statement makes clear, significant work remains," "The risks the statement highlights deserve careful attention and I draw particular attention to the staff’s observation: 'For many market participants, waiting until all open questions have been answered to begin this important work likely could prove to be too late to accomplish the challenging task required.' The SEC will continue to monitor disclosure and risk management efforts related to the LIBOR transition, and we welcome engagement from market participants on these important matters" External link

4-traders Saturday, July 13, 2019 1:54:00 AM EAT

Jay Clayton said : "The transition away from LIBOR is gaining some much needed traction, but, as the staff's statement makes clear, significant work remains," "The risks the statement highlights deserve careful attention and I draw particular attention to the staff’s observation: 'For many market participants, waiting until all open questions have been answered to begin this important work likely could prove to be too late to accomplish the challenging task required.' The SEC will continue to monitor disclosure and risk management efforts related to the LIBOR transition, and we welcome engagement from market participants on these important matters" External link

sec Saturday, July 13, 2019 12:37:00 AM EAT

Jay Clayton said : “If you are in the path of Tropical Storm Barry, please listen carefully to directions from local officials before, during, and after the storm. Your safety and that of your friends and family should be your top priority during this time,” “You can be assured that the dedicated staff of the SEC is monitoring the situation and is fully prepared to provide the support needed by affected investors and market participants” External link

mondovisione Friday, July 12, 2019 11:34:00 PM EAT

Jay Clayton said : "The transition away from LIBOR is gaining some much needed traction, but, as the staff's statement makes clear, significant work remains," "The risks the statement highlights deserve careful attention and I draw particular attention to the staff’s observation: 'For many market participants, waiting until all open questions have been answered to begin this important work likely could prove to be too late to accomplish the challenging task required.' The SEC will continue to monitor disclosure and risk management efforts related to the LIBOR transition, and we welcome engagement from market participants on these important matters" External link

mondovisione Friday, July 12, 2019 11:34:00 PM EAT

Jay Clayton said : “If you are in the path of Tropical Storm Barry, please listen carefully to directions from local officials before, during, and after the storm. Your safety and that of your friends and family should be your top priority during this time,” “You can be assured that the dedicated staff of the SEC is monitoring the situation and is fully prepared to provide the support needed by affected investors and market participants” External link

sec Friday, July 12, 2019 11:04:00 PM EAT

Jay Clayton said ( about Commission ) : "Julie's expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission's first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks," "The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets" External link

finanznachrichten-en Tuesday, July 9, 2019 10:58:00 PM EAT

Jay Clayton said ( about Commission ) : “Julie’s expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission’s first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks,” “The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets” External link

4-traders Tuesday, July 9, 2019 9:59:00 PM EAT

Jay Clayton said ( about Commission ) : “Julie’s expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission’s first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks,” “The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets” External link

mondovisione Tuesday, July 9, 2019 8:30:00 PM EAT

Jay Clayton said ( about Commission ) : “Julie’s expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission’s first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks,” “The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets” External link

foreignaffairs-nz Tuesday, July 9, 2019 7:56:00 PM EAT

Jay Clayton said ( about Commission ) : “Julie’s expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission’s first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks,” “The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets” External link

sec Tuesday, July 9, 2019 7:34:00 PM EAT

Jay Clayton said ( about Commission ) : “Allison’s expertise in securities law, including from her prior tenure at the Commission, will be invaluable to our efforts to advance the interests of investors and our markets,” “Many of Allison’s former - and as of Monday, current - colleagues have expressed to me their support for Allison’s return. On behalf of all of my colleagues, Commissioners and staff alike, I am pleased to welcome her back” External link

4-traders Tuesday, July 9, 2019 7:25:00 PM EAT

Jay Clayton said ( about Commission ) : “Allison’s expertise in securities law, including from her prior tenure at the Commission, will be invaluable to our efforts to advance the interests of investors and our markets,” “Many of Allison’s former - and as of Monday, current - colleagues have expressed to me their support for Allison’s return. On behalf of all of my colleagues, Commissioners and staff alike, I am pleased to welcome her back” External link

mondovisione Tuesday, July 9, 2019 6:32:00 PM EAT

Jay Clayton noted ( about Commission ) : “Although settlement offers and waiver requests have generally been made contemporaneously, and resolution of both often is critical to achieving the necessary level of certainty, in recent years, the Commission has considered these matters almost exclusively on a segregated basis. Considering a settlement offer and a related waiver request as if they are two separate and unconnected events can add complexity, including because such a formulaic separation often is inconsistent with appropriate consideration of the substance and interconnected nature of the matters at issue and undermines factors that drive appropriate settlements. The complexity added by such a separation can substantially complicate and lengthen the negotiating process, which, among other consequences, may not lead to the best outcome for investors and can unnecessarily tap Commission resources” External link

dodd-frank Wednesday, July 3, 2019 10:26:00 PM EAT

Jay Clayton stated ( about Commission ) : “I have consulted with the Office of the General Counsel and the Division of Enforcement regarding the mechanics of the Commission’s consideration of a simultaneous offer of settlement and waiver request. Based on these discussions, I generally expect that, in a matter where a simultaneous settlement offer and waiver request are made and the settlement offer is accepted but the waiver request is not approved in whole or in part, the prospective defendant would need to promptly notify the staff (typically within a matter of five business days) of its agreement to move forward with that portion of the settlement offer that the Commission accepted. In the event a prospective defendant does not promptly notify the staff that it agrees to move forward with that portion of the settlement offer that was accepted (or the defendant otherwise withdraws its offer of settlement), the negotiated settlement terms that would have resolved the underlying enforcement action may no longer be available and a litigated proceeding may follow” External link

dodd-frank Wednesday, July 3, 2019 10:26:00 PM EAT

Jay Clayton said ( about French Hill ) : "I have had many opportunities to work with Holli as we have advocated for the agency's mission on Capitol Hill over the past several years, and I am happy that she will continue her service to our markets and investors in her new position," External link

mondovisione Thursday, June 27, 2019 3:10:00 AM EAT

Jay Clayton said ( about Commission ) : "I am appreciative of each of the women and men who have committed to advancing the SEC's mission alongside me, my fellow Commissioners, and our 4,500 talented colleagues," "The Commission and, most importantly, American investors and markets benefit greatly from their diverse backgrounds, wide ranges of experience, and unwavering dedication to our mission and the long-term interests of our Main Street investors" External link

finanznachrichten-en Thursday, June 27, 2019 1:20:00 AM EAT

Jay Clayton said ( about French Hill ) : "I have had many opportunities to work with Holli as we have advocated for the agency's mission on Capitol Hill over the past several years, and I am happy that she will continue her service to our markets and investors in her new position," External link

finanznachrichten-en Thursday, June 27, 2019 1:20:00 AM EAT

Jay Clayton said ( about French Hill ) : "I have had many opportunities to work with Holli as we have advocated for the agency's mission on Capitol Hill over the past several years, and I am happy that she will continue her service to our markets and investors in her new position," External link

sec Thursday, June 27, 2019 12:27:00 AM EAT

Jay Clayton said ( about Commission ) : “Sean has been an indispensable asset to the Commission as deputy chief of staff, taking on a wide portfolio involving some of the most important and complex issues the agency handles,” “America’s investors and markets will continue to benefit from his capable leadership, consensus-oriented approach, and excellent judgment” External link

sec Wednesday, June 26, 2019 10:48:00 PM EAT

Jay Clayton said ( about Commission ) : “Sean has been an indispensable asset to the Commission as deputy chief of staff, taking on a wide portfolio involving some of the most important and complex issues the agency handles,” “America’s investors and markets will continue to benefit from his capable leadership, consensus-oriented approach, and excellent judgment” External link

mondovisione Wednesday, June 26, 2019 10:33:00 PM EAT

Jay Clayton said ( about Commission ) : “Sean has been an indispensable asset to the Commission as deputy chief of staff, taking on a wide portfolio involving some of the most important and complex issues the agency handles,” “America’s investors and markets will continue to benefit from his capable leadership, consensus-oriented approach, and excellent judgment” External link

4-traders Wednesday, June 26, 2019 10:28:00 PM EAT

Jay Clayton said : "Bryan has skillfully steered the Office of Legislative and Intergovernmental Affairs through events both expected and unexpected during his tenure," "His deep knowledge of government, from Congress to the Commission to the FHFA and other bodies, will serve the agency well" External link

finanznachrichten-en Wednesday, June 26, 2019 10:13:00 PM EAT

Jay Clayton said ( about Commission ) : "Sean has been an indispensable asset to the Commission as deputy chief of staff, taking on a wide portfolio involving some of the most important and complex issues the agency handles," "America's investors and markets will continue to benefit from his capable leadership, consensus-oriented approach, and excellent judgment" External link

finanznachrichten-en Wednesday, June 26, 2019 10:13:00 PM EAT

Jay Clayton said : "In the Spring of 2017, as I moved through the Senate confirmation process, it was emphasized to me by many, including Senators Shelby, Warner and Corker, how important it would be to have an effective Chief of Staff. They could not have been more correct and, over the past two plus years, the Commission could not have had a better Chief of Staff than Lucas Moskowitz," "The combination of Lucas' breadth of knowledge and his pragmatic, mission-oriented approach to the many facets of our mandate have been invaluable to the Commission, our markets and our investors. It is with deep thanks and admiration that my colleagues and I wish Lucas all the best" External link

finanznachrichten-en Wednesday, June 26, 2019 10:13:00 PM EAT

Jay Clayton said ( about Commission ) : “The Commission has an important role to play when it comes to investor education, particularly when it comes to the critical decision of whom investors trust to assist them in securing their financial future,” “These events are intended to help Main Street investors better understand the key choices they have to make when deciding whether to work with a financial professional. I look forward to continuing the conversation I began with many Main Street investors at our roundtables last year” External link

sec Thursday, June 20, 2019 1:26:00 AM EAT

Jay Clayton said : “Hosting the Forum this year in the heart of the Silicon Prairie is a great continuation of reaching out to, and hearing directly from, small businesses and their investors from across the country,” External link

mondovisione Thursday, June 13, 2019 2:53:00 AM EAT

Jay Clayton said : “Hosting the Forum this year in the heart of the Silicon Prairie is a great continuation of reaching out to, and hearing directly from, small businesses and their investors from across the country,” External link

sec Wednesday, June 12, 2019 10:34:00 PM EAT

Jay Clayton said : “Hosting the Forum this year in the heart of the Silicon Prairie is a great continuation of reaching out to, and hearing directly from, small businesses and their investors from across the country,” External link

4-traders Wednesday, June 12, 2019 9:51:00 PM EAT

Jay Clayton said : "Hosting the Forum this year in the heart of the Silicon Prairie is a great continuation of reaching out to, and hearing directly from, small businesses and their investors from across the country," External link

finanznachrichten-en Wednesday, June 12, 2019 9:37:00 PM EAT

Jay Clayton said : “The other thing that is important is [...] we have sophisticated rules and surveillance to ensure that people are not manipulating the stock market, those cryptocurrency markets by large do not have that; And we’re working hard to see if we can get there, but I’m not just going to flip a switch and say this is just like stocks and bonds, because it’s not” External link

news-yahoo Thursday, June 6, 2019 9:39:00 PM EAT

Jay Clayton said : "We're raising the standard of conducts for broker-dealers," External link

cnbc Thursday, June 6, 2019 5:39:00 PM EAT

Jay Clayton said : "You do a good job managing money, you should get paid," External link

cnbc Thursday, June 6, 2019 5:39:00 PM EAT

Jay Clayton says : “An undue focus on short-term results among companies may lead to inefficient allocation of capital, reduce long-term returns for Main Street investors, and encumber economic growth,” External link

news-yahoo Wednesday, June 5, 2019 10:31:00 PM EAT

Jay Clayton told : “We are not going to do any violence to the traditional definition of a security that has worked for a long time,” External link

usaToday Wednesday, June 5, 2019 9:01:00 PM EAT

Jay Clayton said ( about Commission ) : “Teachers, active duty military, and veterans provide tremendous service to our country, often at great personal and financial sacrifice to themselves and their families, yet far too often are targeted and fall victim to securities fraud and other misconduct,” “These new initiatives reflect the Commission’s dedication to fighting fraud and to educating retail investors. My colleagues and I are particularly focused on ensuring that our teachers, veterans, and active duty military, who often leave financial planning to others, know the financial services they are getting, what they are paying for those financial services, and to call us if something doesn’t seem right” External link

mondovisione Tuesday, June 4, 2019 1:55:00 AM EAT

Jay Clayton said ( about Commission ) : "Teachers, active duty military, and veterans provide tremendous service to our country, often at great personal and financial sacrifice to themselves and their families, yet far too often are targeted and fall victim to securities fraud and other misconduct," "These new initiatives reflect the Commission's dedication to fighting fraud and to educating retail investors. My colleagues and I are particularly focused on ensuring that our teachers, veterans, and active duty military, who often leave financial planning to others, know the financial services they are getting, what they are paying for those financial services, and to call us if something doesn't seem right" External link

finanznachrichten-en Tuesday, June 4, 2019 12:58:00 AM EAT

Jay Clayton said ( about Commission ) : “The Commission has the dual responsibility to promote efforts by market participants to address cyber risks and respond to cyber events as well as our own obligations to address cyber risks and prepare for cyber events affecting the agency itself. Kevin’s wide range of expertise regarding cybersecurity risk and financial markets, including 30 years in the intelligence community, will be invaluable to our continued pursuit of these important efforts,” External link

mondovisione Monday, June 3, 2019 9:54:00 PM EAT

Jay Clayton said ( about Commission ) : “The Commission has the dual responsibility to promote efforts by market participants to address cyber risks and respond to cyber events as well as our own obligations to address cyber risks and prepare for cyber events affecting the agency itself. Kevin’s wide range of expertise regarding cybersecurity risk and financial markets, including 30 years in the intelligence community, will be invaluable to our continued pursuit of these important efforts,” External link

4-traders Monday, June 3, 2019 8:20:00 PM EAT

Jay Clayton said : "I am grateful that Sagar has agreed to take on this important role, and I have no doubt that he will pick up right where Wes left off leading the Commission’s talented group of accounting and audit professionals," "Sagar's extensive experience and expertise in accounting and audit matters is well recognized by his colleagues both inside and outside the Commission, and I know that he comes to work every day dedicated to ensuring that our investors have the benefit of the highest quality reporting and audit standards" External link

sec Thursday, May 30, 2019 10:49:00 PM EAT

Jay Clayton said ( about Commission ) : "Wes is both the consummate professional and model public servant," "From the first day I met Wes, I was impressed by the depth of his knowledge and his commitment to high quality standards for the benefit of our markets and our investors. Wes has moved the Commission forward in many ways, and I cannot thank him enough for his service" External link

mondovisione Thursday, May 30, 2019 10:20:00 PM EAT

Jay Clayton said : "I am grateful that Sagar has agreed to take on this important role, and I have no doubt that he will pick up right where Wes left off leading the Commission’s talented group of accounting and audit professionals," "Sagar's extensive experience and expertise in accounting and audit matters is well recognized by his colleagues both inside and outside the Commission, and I know that he comes to work every day dedicated to ensuring that our investors have the benefit of the highest quality reporting and audit standards" External link

mondovisione Thursday, May 30, 2019 10:20:00 PM EAT

Jay Clayton said : “I believe every ICO I’ve seen is a security” External link

news-yahoo Tuesday, May 28, 2019 6:11:00 PM EAT

Jay Clayton said : “Many of these smaller companies – including biotech and health care companies – will be able to redirect the savings into growing their companies by investing in research and human capital,” External link

marketwatch Monday, May 13, 2019 1:59:00 PM EAT

Jay Clayton said : “The proposed rules are, first and foremost, intended to ensure that investors receive the financial information necessary to understand the potential effects of significant acquisitions or dispositions,” “The staff’s work on the proposed rule amendments reflects years of experience. Their work to eliminate unnecessary costs and burdens of the current rules which in some cases have been significant and frustrated otherwise attractive transactions while at the same time improving the disclosures investors receive should be applauded” External link

mondovisione Friday, May 3, 2019 7:11:00 PM EAT

Jay Clayton said : "The proposed rules are, first and foremost, intended to ensure that investors receive the financial information necessary to understand the potential effects of significant acquisitions or dispositions," "The staff's work on the proposed rule amendments reflects years of experience. Their work to eliminate unnecessary costs and burdens of the current rules - which in some cases have been significant and frustrated otherwise attractive transactions - while at the same time improving the disclosures investors receive should be applauded" External link

finanznachrichten-en Friday, May 3, 2019 6:23:00 PM EAT

Jay Clayton said : "Asking the right questions of yourself and of those who provide financial services is key to getting started and staying on the right track," External link

xinhuanet_en Tuesday, April 9, 2019 9:33:00 AM EAT

Jay Clayton said : "Whether you're an experienced investor or new to the market, Investor.gov can help you identify questions and find answers," External link

xinhuanet_en Tuesday, April 9, 2019 9:33:00 AM EAT

Jay Clayton added ( about The UK ) : “The SEC and the FCA have a long history of effective cooperation on supervisory and other matters. The amended MoUs we entered into today reaffirm this commitment and collaboration with respect to the oversight of our respective registrants for the benefit of each of our markets and investors” External link

ipe Friday, March 29, 2019 11:23:00 PM EAT

Jay Clayton said : "I am delighted that Jeff will be serving in this role," "The U.S. and international financial markets of today are substantially different from those of the early 2000s. As markets evolve, market risks change, and new risks emerge. Our approach to identifying, monitoring, and responding to these risks should take into account this changing environment and the related need to draw on information and resources across the SEC and other regulators we work with-including through the FSOC, the FSB, and other organizations. I have worked closely with Jeff for nearly two years, and I have been continually impressed by the leadership and judgment he brings to bear on a broad range of areas. I look forward to working with him in this new important capacity" External link

finanznachrichten-en Tuesday, March 26, 2019 3:34:00 AM EAT

Jay Clayton said : “I am delighted that Jeff will be serving in this role,” “The U.S. and international financial markets of today are substantially different from those of the early 2000s. As markets evolve, market risks change, and new risks emerge. Our approach to identifying, monitoring, and responding to these risks should take into account this changing environment and the related need to draw on information and resources across the SEC and other regulators we work with—including through the FSOC, the FSB, and other organizations. I have worked closely with Jeff for nearly two years, and I have been continually impressed by the leadership and judgment he brings to bear on a broad range of areas. I look forward to working with him in this new important capacity” External link

sec Tuesday, March 26, 2019 2:41:00 AM EAT

Jay Clayton said : “I am delighted that Jeff will be serving in this role,” “The U.S. and international financial markets of today are substantially different from those of the early 2000s. As markets evolve, market risks change, and new risks emerge. Our approach to identifying, monitoring, and responding to these risks should take into account this changing environment and the related need to draw on information and resources across the SEC and other regulators we work withincluding through the FSOC, the FSB, and other organizations. I have worked closely with Jeff for nearly two years, and I have been continually impressed by the leadership and judgment he brings to bear on a broad range of areas. I look forward to working with him in this new important capacity” External link

mondovisione Tuesday, March 26, 2019 1:17:00 AM EAT

Jay Clayton stated : “Investment advisers play a vital and trusted role in our markets,” External link

ctpost Tuesday, March 12, 2019 11:51:00 PM EAT

Jay Clayton said : “Establishing the Chief Risk Officer position at the SEC is an important step forward in our continuing efforts to strengthen the agency’s risk management program,” “Gabe is an experienced senior leader with deep risk, legal, compliance, and financial markets expertise. I am certain we will benefit from his advice and insights. I also want to thank Julie for giving us a running start on this initiative” External link

mondovisione Thursday, February 28, 2019 11:48:00 PM EAT

Jay Clayton said : “Establishing the Chief Risk Officer position at the SEC is an important step forward in our continuing efforts to strengthen the agency’s risk management program,” “Gabe is an experienced senior leader with deep risk, legal, compliance, and financial markets expertise. I am certain we will benefit from his advice and insights. I also want to thank Julie for giving us a running start on this initiative” External link

sec Thursday, February 28, 2019 11:33:00 PM EAT

Jay Clayton said ( about Commission ) : "I applaud the staff’s efforts to evaluate our data needs and cybersecurity risk profile and believe this revised approach to the receipt of new, non-public monthly Form N-PORT data enables the Commission to receive and analyze this new data while meaningfully reducing the sensitivity of that data at the time it is transmitted to the Commission," External link

mondovisione Thursday, February 28, 2019 9:10:00 AM EAT

Jay Clayton said ( about Commission ) : "I applaud the staff’s efforts to evaluate our data needs and cybersecurity risk profile and believe this revised approach to the receipt of new, non-public monthly Form N-PORT data enables the Commission to receive and analyze this new data while meaningfully reducing the sensitivity of that data at the time it is transmitted to the Commission," External link

sec Thursday, February 28, 2019 7:04:00 AM EAT

Jay Clayton said ( about Commission ) : "I applaud the staff's efforts to evaluate our data needs and cybersecurity risk profile and believe this revised approach to the receipt of new, non-public monthly Form N-PORT data enables the Commission to receive and analyze this new data while meaningfully reducing the sensitivity of that data at the time it is transmitted to the Commission," External link

finanznachrichten-en Thursday, February 28, 2019 6:32:00 AM EAT

Jay Clayton said ( about Commission ) : "I applaud the staff’s efforts to evaluate our data needs and cybersecurity risk profile and believe this revised approach to the receipt of new, non-public monthly Form N-PORT data enables the Commission to receive and analyze this new data while meaningfully reducing the sensitivity of that data at the time it is transmitted to the Commission," External link

4-traders Thursday, February 28, 2019 5:58:00 AM EAT

Jay Clayton added : "Specifically, when companies and corporate insiders make statements, they must act responsibly, including endeavoring to ensure the statements are not false or misleading and do not omit information a reasonable investor would consider important in making an investment decision," External link

news-yahoo Tuesday, February 26, 2019 3:37:00 AM EAT

Jay Clayton said : "Giles is widely respected by his colleagues throughout the Commission for his steady and thoughtful counsel," "I want to thank him for taking on this important role in support of the Commission and OCA" External link

finanznachrichten-en Thursday, February 21, 2019 11:56:00 PM EAT

Jay Clayton said : "Giles is widely respected by his colleagues throughout the Commission for his steady and thoughtful counsel," "I want to thank him for taking on this important role in support of the Commission and OCA" External link

mondovisione Thursday, February 21, 2019 10:16:00 PM EAT

Jay Clayton said : "Giles is widely respected by his colleagues throughout the Commission for his steady and thoughtful counsel," "I want to thank him for taking on this important role in support of the Commission and OCA" External link

sec Thursday, February 21, 2019 9:24:00 PM EAT

Jay Clayton said : "I continue to believe that any SEC policy decision on this subject should be made by the commission in a measured and deliberative manner," External link

4-traders Tuesday, February 12, 2019 3:55:00 AM EAT

Jay Clayton said : "this issue is not a priority for me" External link

4-traders Tuesday, February 12, 2019 3:55:00 AM EAT

Jay Clayton said : "What investors expect is that trading in the commodity that underlies that ETF makes sense and is free from the risk of manipulation. It's an issue that needs to be addressed before I would be comfortable," External link

ibtimes Saturday, February 9, 2019 10:28:00 AM EAT

Jay Clayton wrote : "cyber-threats are among the most urgent risk to America's economic and national security and the personal safety of its citizens" External link

4-traders Tuesday, February 5, 2019 9:54:00 PM EAT

Jay Clayton said ( about Commission ) : “Manisha knows the value of orderly, deep, and transparent markets to our investors and our country, and I am grateful that she has decided to take on this new, important role,” “I am confident that her extensive experience and expertise in market data and regulatory reporting will further enhance the Commission’s ability to effectively oversee the SROs’ implementation of the CAT” External link

sec Tuesday, January 29, 2019 6:35:00 PM EAT

Jay Clayton said : “If we can settle matters quickly, we can move on to other matters,” External link

theepochtimes Thursday, January 24, 2019 1:10:00 AM EAT

Jay Clayton conceded : “It’s not the right approach in every matter,” External link

theepochtimes Thursday, January 24, 2019 1:10:00 AM EAT

Jay Clayton said : "The prices retail investors are seeing are the prices they should rely on, and free from manipulation - not free from volatility, but free from manipulation," External link

news-yahoo Tuesday, January 8, 2019 12:50:00 AM EAT

Jay Clayton said : "What [investors] don't want is hidden incentives or incentives that are clearly inconsistent with making a recommendation that is in the interests of their clients," External link

4-traders Wednesday, December 26, 2018 11:15:00 AM EAT

Jay Clayton déclaré : "Une forme de période d'ajustement serait bienvenue" External link

lefigaro Tuesday, December 18, 2018 4:48:00 PM EAT

Jay Clayton ajouté : "Notre système financier est très complexe et il est difficile d'identifier quelles seront les conséquences du fait que quelque chose ne sera plus valide" External link

lefigaro Tuesday, December 18, 2018 4:48:00 PM EAT



Key Titles and Phrases Count Lang Last Seen
chairman7.43%EN10/27/201727/10/2017
exchange commission chairman0.68%EN10/20/201720/10/2017
exchange commission chairman nominee0.68%EN09/26/201726/09/2017
nominee0.68%EN09/26/201726/09/2017
president0.68%EN09/21/201721/09/2017
avocat6.08%FR09/20/201720/09/2017
attorney12.16%EN07/18/201718/07/2017
advogado10.14%PT05/03/201703/05/2017
lawyer55.41%EN05/02/201702/05/2017
ancien avocat4.05%FR03/17/201717/03/2017
legal advisor0.68%EN01/13/201713/01/2017
advisor0.68%EN01/13/201713/01/2017
york corporate lawyer0.68%EN01/04/201704/01/2017
Names Lang Count
Jay ClaytonEN82.94%
Jay ClaytonFR9.56%
Jay ClaytonPT7.17%
Jay ClaytonES0.34%


 
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Rob Jackson said ( about Jay Clayton ) : "I will always be proud to have served alongside my fellow Commissioners, Chairman (Jay) Clayton, and especially the commission's staff, who dedicate their careers to protecting ordinary investors and give hardworking American families the chance to build a better future," External link

wsau Thursday, January 16, 2020 1:51:00 PM EAT

Hester Peirce added ( about Jay Clayton ) : “I have particularly enjoyed working closely with our staff, who have put enormous effort into grappling with these complex issues,” “I am also thankful for Chairman Clayton’s determination to complete this long-delayed rulemaking and for the opportunity to play a significant role in this effort.I look forward to further engagement with other regulators and market participants, including through substituted compliance applications, as we move toward the registration compliance date” External link

sec Wednesday, December 18, 2019 8:09:00 PM EAT

Hester Peirce said ( about Jay Clayton ) : “These final rules are designed to ensure the financial integrity of dealers at the center of the critically important security-based swap market and represent an enormous effort on the part of our staff, particularly in the Divisions of Trading and Markets and Economic and Risk Analysis,” “In addition, working with Commissioner Quintenz and the CFTC on this important rule has been a wonderful opportunity to cooperate in a way that serves the American people. Throughout the process, our two staffs have drawn on one another’s experiences, expertise, and insights in an effort to build effective rules. I am grateful to Chairman Giancarlo and Chairman Clayton for their work on this rule and our broader cooperation efforts” External link

4-traders Friday, June 21, 2019 7:17:00 PM EAT

Hester Peirce said ( about Jay Clayton ) : “These final rules are designed to ensure the financial integrity of dealers at the center of the critically important security-based swap market and represent an enormous effort on the part of our staff, particularly in the Divisions of Trading and Markets and Economic and Risk Analysis,” “In addition, working with Commissioner Quintenz and the CFTC on this important rule has been a wonderful opportunity to cooperate in a way that serves the American people. Throughout the process, our two staffs have drawn on one another’s experiences, expertise, and insights in an effort to build effective rules. I am grateful to Chairman Giancarlo and Chairman Clayton for their work on this rule and our broader cooperation efforts” External link

mondovisione Friday, June 21, 2019 6:40:00 PM EAT

Barbara Roper said ( about Jay Clayton ) : "The SEC under Clayton pledged to protect Mr. and Mrs. 401K at the onset of crafting regulation best interest. The proposed rule-making is a betrayal of that promise," External link

channelnewsasia Wednesday, June 5, 2019 9:06:00 PM EAT

Barbara Roper said ( about Jay Clayton ) : "The SEC under Clayton pledged to protect Mr. and Mrs. 401K at the onset of crafting regulation best interest. The proposed rule-making is a betrayal of that promise," External link

4-traders Wednesday, June 5, 2019 9:05:00 PM EAT

Barbara Roper said ( about Jay Clayton ) : "The SEC under Clayton pledged to protect Mr. and Mrs. 401K at the onset of crafting regulation best interest. The proposed rule-making is a betrayal of that promise," External link

wsau Wednesday, June 5, 2019 5:34:00 PM EAT

Barbara Roper said ( about Jay Clayton ) : “These regulations are a betrayal of the Mr. and Ms. 401(k) investors Chairman Clayton pledged to protect when he launched this rulemaking,” External link

4-traders Tuesday, June 4, 2019 6:36:00 PM EAT

Stephen K Bannon said ( about Jay Clayton ) : “Jay Clayton of Sullivan & Cromwell, who’s head of the SEC, with one stroke of the pen he can take care of a lot of these problems,” “Of just a level playing field, first off full disclosure by the Chinese companies. Just have Chinese companies have full disclosure like the American companies have, that will stop a lot of the fraud and a lot of this money going to the CCP that’s being raised on Wall street right now” External link

theepochtimes Friday, April 26, 2019 7:26:00 PM EAT

Donald Trump disse ( about Jay Clayton ) : "Jay Clayton é um especialista altamente talentoso em muitos aspectos da legislação financeira e regulatória, e ele vai garantir que nossas instituições financeiras possam prosperar e criar empregos, ao mesmo tempo que atuam de acordo com as regras" External link

noticias-r7 Wednesday, January 4, 2017 9:20:00 PM EAT

Donald Trump disse ( about Jay Clayton ) : "Jay Clayton é um especialista altamente talentoso em muitos aspectos da legislação financeira e regulatória, e ele vai garantir que nossas instituições financeiras possam prosperar e criar empregos, ao mesmo tempo que atuam de acordo com as regras" External link

dci Wednesday, January 4, 2017 8:48:00 PM EAT

AfricaBrief

Jay Clayton

Last updated on 2017-10-28T09:08+0300.

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Quotes... Extracted quotes from

Jay Clayton said : "These actions provide temporary, targeted relief to issuers, investment funds and investment advisers affected by COVID-19. At the same time, we encourage public companies to provide current and forward-looking information to their investors," External link

cnbc Wednesday, April 1, 2020 10:20:00 PM EAT

Jay Clayton said : “Anyone who is privy to private information about a company or about markets needs to be cautious about how they use that private information,” “That’s sort of fundamental to our securities laws, and that applies to government employees, public officials, etc., and the STOCK Act codifies that” External link

theepochtimes Tuesday, March 31, 2020 3:13:00 AM EAT

Jay Clayton said : “Anyone who is privy to private information about a company or about markets needs to be cautious about how they use that private information,” “That’s sort of fundamental to our securities laws and that applies to government employees, public officials, etc., and the STOCK Act codifies that” External link

theepochtimes Monday, March 30, 2020 11:23:00 PM EAT

Jay Clayton said : "You need to be able to be on the short side of the market in order to facilitate ordinary market trading," External link

4-traders Monday, March 30, 2020 10:09:00 PM EAT

Jay Clayton added : "We need market integrity, but we believe we're taking care of it with the alternative uptick rule," External link

4-traders Monday, March 30, 2020 10:09:00 PM EAT

Jay Clayton said : “Today’s temporary action will provide an additional tool that funds can use to manage their portfolios for the benefit of their investors in the current market environment,” “This action provides funds with additional flexibility to navigate volatile markets while meeting their obligations to investors” External link

foreignaffairs-nz Tuesday, March 24, 2020 5:41:00 AM EAT

Jay Clayton said : “Today’s temporary action will provide an additional tool that funds can use to manage their portfolios for the benefit of their investors in the current market environment,” “This action provides funds with additional flexibility to navigate volatile markets while meeting their obligations to investors” External link

sec Tuesday, March 24, 2020 4:58:00 AM EAT

Jay Clayton said : “I think our banks are in a much stronger position today than they were then,” External link

economictimes Wednesday, March 18, 2020 12:26:00 AM EAT

Jay Clayton said : “I think our banks are in a much stronger position today than they were then,” External link

news-yahoo Tuesday, March 17, 2020 9:23:00 PM EAT

Jay Clayton dit : "Les marchés doivent continuer de fonctionner dans des moments comme ceux-là" External link

usinenouvelle Tuesday, March 17, 2020 12:57:00 AM EAT

Jay Clayton dit : "Les marchés doivent continuer de fonctionner dans des moments comme ceux-là" External link

LesEchos Tuesday, March 17, 2020 12:38:00 AM EAT

Jay Clayton said : "Things have been functioning well in our markets over the past two weeks of a very volatile time," External link

politico Tuesday, March 17, 2020 12:08:00 AM EAT

Jay Clayton said : "Things have been functioning well in our markets over the past two weeks of a very volatile time," External link

politico Monday, March 16, 2020 5:19:00 PM EAT

Jay Clayton said : “Emerging companies—from early-stage start-ups seeking seed capital to companies that are on a path to become a public reporting company—use the exempt offering rules to access critical capital needed to create jobs and scale their businesses,” “The complexity of the current framework is confusing for many involved in the process, particularly for those smaller companies whose limited resources spent on navigating our overly complex rules are diverted from direct investments in the companies’ growth. These proposals are intended to create a more rational framework that better allows entrepreneurs to access capital while preserving and enhancing important investor protections” External link

sec Thursday, March 5, 2020 1:09:00 AM EAT

Jay Clayton added : "I urge companies to work with their audit committees and auditors to ensure that their financial reporting, auditing and review processes are as robust as practicable in light of the circumstances in meeting the applicable requirements," External link

wsau Wednesday, March 4, 2020 11:32:00 PM EAT

Jay Clayton said : “The staff will determine whether to provide additional guidance and relief as appropriate for affected parties,” “Relief may be made available on a case-by-case or broader basis as circumstances merit” External link

theepochtimes Thursday, February 20, 2020 5:04:00 PM EAT

Jay Clayton said : “This is an uncertain issue where actual effects will depend on many factors beyond the control and knowledge of issuers. However, how issuers plan for that uncertainty and how they choose to respond to events as they unfold can nevertheless be material to an investment decision,” External link

news-yahoo Thursday, February 20, 2020 1:37:00 PM EAT

Jay Clayton said : "The staff will determine whether to provide additional guidance and relief as appropriate for affected parties," "Relief may be made available on a case-by-case or broader basis as circumstances merit" External link

wsau Thursday, February 20, 2020 12:33:00 AM EAT

Jay Clayton said : "Today's proposal is part of our larger initiative to modernize our equity market regulatory structure to address significant changes in our trading markets. In particular, today's proposals are designed to improve data quality and data access for all market participants," "Both the content of NMS market data and the technologies used to collect, consolidate, and disseminate that data have lagged meaningfully behind proprietary data products and systems offered by the exchanges. By expanding the content of this data and introducing competitive forces into the market, the proposals would enhance transparency and ensure that improved NMS market data is available on terms that are accessible to a wide variety of participants in today's markets" External link

finanznachrichten-en Saturday, February 15, 2020 5:11:00 AM EAT

Jay Clayton said : “Today’s proposal is part of our larger initiative to modernize our equity market regulatory structure to address significant changes in our trading markets. In particular, today’s proposals are designed to improve data quality and data access for all market participants,” “Both the content of NMS market data and the technologies used to collect, consolidate, and disseminate that data have lagged meaningfully behind proprietary data products and systems offered by the exchanges. By expanding the content of this data and introducing competitive forces into the market, the proposals would enhance transparency and ensure that improved NMS market data is available on terms that are accessible to a wide variety of participants in today’s markets” External link

4-traders Saturday, February 15, 2020 3:52:00 AM EAT

Jay Clayton said : “Today’s proposal is part of our larger initiative to modernize our equity market regulatory structure to address significant changes in our trading markets. In particular, today’s proposals are designed to improve data quality and data access for all market participants,” “Both the content of NMS market data and the technologies used to collect, consolidate, and disseminate that data have lagged meaningfully behind proprietary data products and systems offered by the exchanges. By expanding the content of this data and introducing competitive forces into the market, the proposals would enhance transparency and ensure that improved NMS market data is available on terms that are accessible to a wide variety of participants in today’s markets” External link

sec Saturday, February 15, 2020 2:45:00 AM EAT

Jay Clayton said : “I am extremely pleased to welcome Nancy to the SEC,” “Through Nancy’s extensive experience within the federal government and the private sector, she has developed a deep knowledge of the cyber risk landscape that will benefit the SEC and market participants through our own initiatives as well as through our participation in interagency efforts” External link

foreignaffairs-nz Friday, February 14, 2020 5:19:00 AM EAT

Jay Clayton added ( about Commission ) : “I also want to thank Kevin Zerrusen for his work helping to strengthen cybersecurity practices both at the SEC and across the markets we regulate,” “He was a valuable asset to me, the Commission, and the financial regulatory community more broadly” External link

foreignaffairs-nz Friday, February 14, 2020 5:19:00 AM EAT

Jay Clayton said : "I am extremely pleased to welcome Nancy to the SEC," "Through Nancy's extensive experience within the federal government and the private sector, she has developed a deep knowledge of the cyber risk landscape that will benefit the SEC and market participants through our own initiatives as well as through our participation in interagency efforts" External link

finanznachrichten-en Friday, February 14, 2020 3:07:00 AM EAT

Jay Clayton added ( about Commission ) : "I also want to thank Kevin Zerrusen for his work helping to strengthen cybersecurity practices both at the SEC and across the markets we regulate," "He was a valuable asset to me, the Commission, and the financial regulatory community more broadly" External link

finanznachrichten-en Friday, February 14, 2020 3:07:00 AM EAT

Jay Clayton said : "I am extremely pleased to welcome Nancy to the SEC," "Through Nancy's extensive experience within the federal government and the private sector, she has developed a deep knowledge of the cyber risk landscape that will benefit the SEC and market participants through our own initiatives as well as through our participation in interagency efforts" External link

4-traders Friday, February 14, 2020 1:46:00 AM EAT

Jay Clayton added ( about Commission ) : "I also want to thank Kevin Zerrusen for his work helping to strengthen cybersecurity practices both at the SEC and across the markets we regulate," "He was a valuable asset to me, the Commission, and the financial regulatory community more broadly" External link

4-traders Friday, February 14, 2020 1:46:00 AM EAT

Jay Clayton said : "The proposal and the guidance we are releasing today, which reflect the staff’s wealth of experience, would improve the quality and accessibility of registrants' presentation of financial results and performance metrics," "The improved disclosures would allow investors to make better capital allocation decisions, while reducing compliance burdens and costs without in any way adversely affecting investor protection" External link

sec Friday, January 31, 2020 12:35:00 AM EAT

Jay Clayton said : “The proposal is designed to address the statutory mandate in a manner that does not result in undue compliance burdens or competitive harm,” External link

houstonchronicle Saturday, January 18, 2020 12:12:00 AM EAT

Jay Clayton said : “I am pleased that Dr. Gerig has agreed to bring his broad experience in data strategy and management to this important new role for the Commission,” “He is well suited to further our efforts to ensure there is a coherence between the information we collect and the information we need to carry out our mission. My colleagues at the Commission and I look forward to working with Austin as we strive to better both our use and our protection of data” External link

foreignaffairs-nz Friday, January 17, 2020 3:18:00 AM EAT

Jay Clayton said : "I am pleased that Dr. Gerig has agreed to bring his broad experience in data strategy and management to this important new role for the Commission," "He is well suited to further our efforts to ensure there is a coherence between the information we collect and the information we need to carry out our mission. My colleagues at the Commission and I look forward to working with Austin as we strive to better both our use and our protection of data" External link

finanznachrichten-en Friday, January 17, 2020 1:52:00 AM EAT

Jay Clayton said : “I am pleased that Dr. Gerig has agreed to bring his broad experience in data strategy and management to this important new role for the Commission,” “He is well suited to further our efforts to ensure there is a coherence between the information we collect and the information we need to carry out our mission. My colleagues at the Commission and I look forward to working with Austin as we strive to better both our use and our protection of data” External link

sec Friday, January 17, 2020 1:13:00 AM EAT

Jay Clayton told : “Opportunities to participate in the investment management industry are distributed much more narrowly than they should be. It is critical that the asset management industry include women and men with diverse backgrounds and perspectives,” External link

forbes Tuesday, January 14, 2020 9:15:00 PM EAT

Jay Clayton told : “Opportunities to participate in the investment management industry are distributed much more narrowly than they should be. It is critical that the asset management industry include women and men with diverse backgrounds and perspectives,” External link

forbes Tuesday, January 14, 2020 9:15:00 PM EAT

Jay Clayton said ( about Commission ) : “The proposal is consistent with the Commission’s long-recognized view that an audit by an objective, impartial, and skilled professional enhances both investor protection and market integrity, and, in turn, facilitates capital formation,” External link

forbes Monday, December 30, 2019 11:42:00 PM EAT

Jay Clayton said ( about Commission ) : “The proposal is consistent with the Commission’s long-recognized view that an audit by an objective, impartial, and skilled professional enhances both investor protection and market integrity, and, in turn, facilitates capital formation,” External link

forbes Monday, December 30, 2019 11:42:00 PM EAT

Jay Clayton said ( about Commission ) : "The proposed amendments also would increase the number of qualified audit firms an issuer could choose from and permit audit committees and Commission staff to better focus on relationships that could impair an auditor’s objectivity and impartiality," External link

wsau Monday, December 30, 2019 11:35:00 PM EAT

Jay Clayton said : “The proposed amendments are based on years of Commission staff experience in applying our auditor independence rule set and respond to recent and longer term feedback received from a wide range of market participants,” “The proposal is consistent with the Commission’s long-recognized view that an audit by an objective, impartial, and skilled professional enhances both investor protection and market integrity, and, in turn, facilitates capital formation. In practice, the proposed amendments also would increase the number of qualified audit firms an issuer could choose from and permit audit committees and Commission staff to better focus on relationships that could impair an auditor’s objectivity and impartiality” External link

4-traders Monday, December 30, 2019 9:19:00 PM EAT

Jay Clayton said : “I am pleased to welcome David to the SEC as our Chief Information Officer,” “David’s substantial experience working with complex information technology systems, including in the intelligence sector, will serve the agency well as we continue to focus on the security and operational effectiveness of our systems at the SEC” External link

sec Friday, December 20, 2019 7:37:00 PM EAT

Jay Clayton said : "I believe it is important to focus on solutions that provide access to investment opportunities on substantially the same terms as those that would be available to institutional investors with protections ... that are akin to the protections in our public market," External link

channelnewsasia Thursday, December 19, 2019 1:15:00 PM EAT

Jay Clayton said : "I believe it is important to focus on solutions that provide access to investment opportunities on substantially the same terms as those that would be available to institutional investors with protections ... that are akin to the protections in our public market," External link

4-traders Thursday, December 19, 2019 7:08:00 AM EAT

Jay Clayton said : “The current test for individual accredited investor status takes a binary approach to who does and does not qualify based only a person’s income or net worth,” “Modernization of this approach is long overdue. The proposal would add additional means for individuals to qualify to participate in our private capital markets based on established, clear measures of financial sophistication. I also am pleased that the proposal specifically recognizes that certain organizations, such as tribal governments, should not be restricted from participating in our private capital markets” External link

sec Thursday, December 19, 2019 6:22:00 AM EAT

Jay Clayton said : "I believe it is important to focus on solutions that provide access to investment opportunities on substantially the same terms as those that would be available to institutional investors with protections ... that are akin to the protections in our public market," External link

channelnewsasia Thursday, December 19, 2019 2:31:00 AM EAT

Jay Clayton said : “The current test for individual accredited investor status takes a binary approach to who does and does not qualify based only a person’s income or net worth,” “Modernization of this approach is long overdue. The proposal would add additional means for individuals to qualify to participate in our private capital markets based on established, clear measures of financial sophistication. I also am pleased that the proposal specifically recognizes that certain organizations, such as tribal governments, should not be restricted from participating in our private capital markets” External link

4-traders Wednesday, December 18, 2019 10:03:00 PM EAT

Jay Clayton said : “I commend the staff for expertly navigating legal and regulatory questions when crafting this proposal,” “The proposal is designed to address the statutory mandate in a manner that does not result in undue compliance burdens or competitive harm” External link

sec Wednesday, December 18, 2019 8:09:00 PM EAT

Jay Clayton said : “Ensuring that counterparties agree in writing on the terms of their security-based swap transactions, and that such transactions are periodically reconciled and compressed, goes to the heart of the Dodd-Frank Title VII regulatory regime,” “These rules are designed to guide and drive security-based swap entities to accurately and effectively manage their market and credit risks throughout the life of a security-based swap transaction, including by mitigating the risk that a disagreement, ambiguity or omission will affect performance” External link

sec Wednesday, December 18, 2019 8:09:00 PM EAT

Jay Clayton added ( about Hester Peirce ) : “I again commend Commissioner Peirce for her continued leadership in our efforts to stand up the Dodd-Frank Title VII regulatory regime in coordination with our colleagues at the CFTC,” “I also want to thank our colleagues at the SEC, including in the Division of Trading and Markets and the Division of Economic Risk and Analysis, for bringing their considerable experience to this effort. CFTC Chairman Tarbert, former CFTC Chairman Giancarlo, Commissioner Quintenz, and CFTC staff also have my sincere thanks for engaging with us on these important rules throughout the process. I am pleased that the end result is a set of requirements that are substantially harmonized for dual SEC- and CFTC-regulated entities” External link

sec Wednesday, December 18, 2019 8:09:00 PM EAT

Jay Clayton said : "transactions between the principals of companies ... are something where transparency is essential" External link

news-yahoo Wednesday, December 11, 2019 6:37:00 AM EAT

Jay Clayton responded : “Let me say, generally, our view is [that] it’s a privilege to work in our securities markets. It’s a privilege that you can lose and should lose if you misbehave. I want to be careful not to prejudge; I haven’t seen the text of the rule. What I will say, I have long been supportive of the concepts that are in that rule, including that principle. Let’s put it this way: if you’re going to hire somebody who has a history, the registration and other requirements that FINRA imposes should reflect that you’re taking more risk than someone who doesn’t,” External link

foreignaffairs-nz Wednesday, December 11, 2019 4:14:00 AM EAT

Jay Clayton said ( about Commission ) : “Kristy’s innovative thinking and extensive experience within the Commission have made her an invaluable advisor and, most importantly, a tireless defender of America’s investors,” “She will be an excellent leader for the Cyber Unit as it continues its work in this critical and continually evolving area” External link

news-yahoo Tuesday, December 3, 2019 1:32:00 PM EAT

Jay Clayton said ( about Commission ) : "Kristy's innovative thinking and extensive experience within the Commission have made her an invaluable advisor and, most importantly, a tireless defender of America's investors," "She will be an excellent leader for the Cyber Unit as it continues its work in this critical and continually evolving area" External link

finanznachrichten-en Tuesday, December 3, 2019 6:36:00 AM EAT

Jay Clayton said ( about Commission ) : “Kristy’s innovative thinking and extensive experience within the Commission have made her an invaluable advisor and, most importantly, a tireless defender of America’s investors,” “She will be an excellent leader for the Cyber Unit as it continues its work in this critical and continually evolving area” External link

sec Tuesday, December 3, 2019 1:14:00 AM EAT

Jay Clayton said : “We welcome input in all ways,” External link

news-yahoo Tuesday, November 19, 2019 7:27:00 PM EAT

Jay Clayton explained : “I don’t like that someone who buys $2,000 worth of stock, files a proposal, forces the company to put the proposal in front of all shareholders, and sells the stock as soon as they got the question out there,” “That just doesn’t seem like the right avenue. But if you held it for three years, and have $2,000, you can get your question on the proxy” External link

philly Friday, November 15, 2019 4:23:00 AM EAT

Jay Clayton replied : “Me. Those risks have been transferred from banks to non-bank lenders and people who hold interests in funds. That’s the reality” External link

philly Friday, November 15, 2019 4:23:00 AM EAT

Jay Clayton said ( about Commission ) : "Malou has shown exceptional legal judgment and leadership, advising the Commission on a wide range of rulemakings and initiatives," "I am confident that she will apply her skills well in her new role as DERA's Chief Counsel, and that investors and our capital markets will benefit as a result" External link

finanznachrichten-en Wednesday, November 13, 2019 11:12:00 PM EAT

Jay Clayton said ( about Commission ) : “Malou has shown exceptional legal judgment and leadership, advising the Commission on a wide range of rulemakings and initiatives,” “I am confident that she will apply her skills well in her new role as DERA’s Chief Counsel, and that investors and our capital markets will benefit as a result” External link

4-traders Wednesday, November 13, 2019 10:39:00 PM EAT

Jay Clayton said ( about Commission ) : “Malou has shown exceptional legal judgment and leadership, advising the Commission on a wide range of rulemakings and initiatives,” “I am confident that she will apply her skills well in her new role as DERA’s Chief Counsel, and that investors and our capital markets will benefit as a result” External link

foreignaffairs-nz Wednesday, November 13, 2019 10:00:00 PM EAT

Jay Clayton said ( about Commission ) : “Malou has shown exceptional legal judgment and leadership, advising the Commission on a wide range of rulemakings and initiatives,” “I am confident that she will apply her skills well in her new role as DERA’s Chief Counsel, and that investors and our capital markets will benefit as a result” External link

sec Wednesday, November 13, 2019 9:27:00 PM EAT

Jay Clayton said : “The approach to investment analysis appears to vary widely, in some cases incorporating objectives other than investment performance over a particular time frame or frames,” External link

forbes Thursday, November 7, 2019 10:45:00 PM EAT

Jay Clayton said : “The approach to investment analysis appears to vary widely, in some cases incorporating objectives other than investment performance over a particular time frame or frames,” External link

forbes Thursday, November 7, 2019 10:45:00 PM EAT

Jay Clayton said ( about Commission ) : “I would like to thank Commissioner Roisman for his leadership as we consider these improvements to the proxy voting system,” “Today’s proposals are rooted in key principles of our federal securities laws – disclosure of material conflicts of interest and constructive shareholder-issuer engagement – and benefit from the considerable experience of the staff and the feedback the Commission has received for more than a decade. These proposals recognize the important role proxy voting advice businesses play in our markets and would benefit our Main Street investors – who, more and more, invest through funds where the asset managers rely on the advice, services and reports of proxy voting advice businesses” External link

sec Tuesday, November 5, 2019 10:25:00 PM EAT

Jay Clayton said ( about Commission ) : “I would like to thank Commissioner Roisman for his leadership as we consider these improvements to the proxy voting system,” “Today’s proposals are rooted in key principles of our federal securities laws disclosure of material conflicts of interest and constructive shareholder-issuer engagement and benefit from the considerable experience of the staff and the feedback the Commission has received for more than a decade. These proposals recognize the important role proxy voting advice businesses play in our markets and would benefit our Main Street investors who, more and more, invest through funds where the asset managers rely on the advice, services and reports of proxy voting advice businesses” External link

4-traders Tuesday, November 5, 2019 10:12:00 PM EAT

Jay Clayton said : “Today’s proposed amendments follow from the staff’s extensive experience with shareholder proposals and recognize the significant changes that have taken place in our markets in the decades since these regulatory requirements were last revised, including, in particular, the types and use of communications, the types and frequency of shareholder-company engagement and the substantial shift to investing through mutual funds and ETFs, rather than directly by Main Street investors, ” “The proposed amendments would facilitate constructive engagement by long-term shareholders in a manner that would benefit all shareholders and our public capital markets. I would like to again thank Commissioner Roisman for his leadership on our efforts to improve the proxy process” External link

4-traders Tuesday, November 5, 2019 10:12:00 PM EAT

Jay Clayton said : “If the growth opportunities have shifted… into our private markets and ordinary investors don’t have access to < them, that’s not good,” External link

forbes Monday, November 4, 2019 5:35:00 PM EAT

Jay Clayton said : “If the growth opportunities have shifted… into our private markets and ordinary investors don’t have access to them, that’s not good,” External link

forbes Monday, November 4, 2019 5:35:00 PM EAT

Jay Clayton said : "Potential issuers of SEC-registered RMBS have expressed concerns regarding the scope and interpretation of disclosure requirements," External link

channelnewsasia Thursday, October 31, 2019 2:12:00 AM EAT

Jay Clayton said : "Potential issuers of SEC-registered RMBS have expressed concerns regarding the scope and interpretation of disclosure requirements," External link

4-traders Thursday, October 31, 2019 12:53:00 AM EAT

Jay Clayton said : "Teachers provide a tremendous service to our country," External link

4-traders Tuesday, October 29, 2019 9:20:00 PM EAT

Jay Clayton said : "Teachers provide a tremendous service to our country," External link

4-traders Tuesday, October 29, 2019 7:49:00 PM EAT

Jay Clayton said : “Financial fraudsters who prey on their fellow community members are among the most insidious threats to the security of retail investors’ hard-earned money,” “By partnering with communities and law enforcement agencies that serve those communities, the SEC is committed to educating investors about the dangers of these fraudulent schemes and protecting them from becoming victims” External link

foreignaffairs-nz Monday, October 28, 2019 7:56:00 PM EAT

Jay Clayton acknowledged : “This system is in need of an upgrade,” External link

philly Sunday, October 20, 2019 12:38:00 PM EAT

Jay Clayton said : “Our country’s teachers are everyday heroes whose hard work and dedication are vital to cultivating our future leaders and ensuring America’s continued strength,” “The SEC is committed to making America’s securities markets stronger and safer for our nation’s educators, including by helping them become better informed about the investing options available to them” External link

foreignaffairs-nz Tuesday, October 15, 2019 10:21:00 PM EAT

Jay Clayton added : "market participants receiving payments or engaging in other transactions in digital assets should consider such transactions to present similar or additional risks, including AML/CFT risks, as are presented by transactions in cash and cash equivalents" External link

news-yahoo Sunday, October 13, 2019 3:47:00 PM EAT

Jay Clayton said : "This benefits all investors - issuers can better identify information that is important to investors and enhance the ability to conduct a successful registered offering," External link

wsau Thursday, September 26, 2019 9:06:00 PM EAT

Jay Clayton said : "The price discovery mechanism is completely different," External link

channelnewsasia Thursday, September 19, 2019 10:39:00 PM EAT

Jay Clayton said : "The price discovery mechanism is completely different," External link

wsau Thursday, September 19, 2019 10:04:00 PM EAT

Jay Clayton said : “The price discovery mechanism is completely different,” External link

theglobeandmail Thursday, September 19, 2019 9:37:00 PM EAT

Jay Clayton said : "Why are people waiting so long to access capital from our public markets?" External link

news-yahoo Thursday, September 19, 2019 7:35:00 PM EAT

Jay Clayton said : "I've never been in the boardroom of a good company that wasn’t thinking about customers, employees and community," "What is their legal obligation? That’s a different story" External link

news-yahoo Thursday, September 19, 2019 7:35:00 PM EAT

Jay Clayton said ( about Commission ) : “Jim's outstanding leadership in the disclosure review program has served investors and our markets well for nearly four decades,” “His expertise with the Commission’s disclosure regime has led to significant improvements in the issuer disclosures provided to Main Street investors every day. I want to thank Jim for his lifetime of public service to the SEC and the American people” External link

sec Thursday, September 12, 2019 12:27:00 AM EAT

Jay Clayton said ( about Commission ) : “Jim's outstanding leadership in the disclosure review program has served investors and our markets well for nearly four decades,” “His expertise with the Commission’s disclosure regime has led to significant improvements in the issuer disclosures provided to Main Street investors every day. I want to thank Jim for his lifetime of public service to the SEC and the American people” External link

mondovisione Wednesday, September 11, 2019 11:58:00 PM EAT

Jay Clayton said : “Those are numbers that should attract our attention,” External link

hellenicshippingnews Tuesday, September 10, 2019 3:38:00 AM EAT

Jay Clayton said : "Those are numbers that should attract our attention," External link

wsau Monday, September 9, 2019 9:17:00 PM EAT

Jay Clayton said : "We’ll be relying on Chandler's expertise to help communicate our priorities to retail investors across the country, including through the media," "I am excited to have her as part of the team" External link

mondovisione Monday, September 9, 2019 6:54:00 PM EAT

Jay Clayton said : "We’ll be relying on Chandler's expertise to help communicate our priorities to retail investors across the country, including through the media," "I am excited to have her as part of the team" External link

sec Monday, September 9, 2019 6:46:00 PM EAT

Jay Clayton said : "We’ll be relying on Chandler's expertise to help communicate our priorities to retail investors across the country, including through the media," "I am excited to have her as part of the team" External link

4-traders Monday, September 9, 2019 6:28:00 PM EAT

Jay Clayton said : “Through my discussions with Main Street investors across the country, it became apparent to me that there are several key concepts involving working with a financial professional that have not been well explained,” External link

mondovisione Thursday, August 15, 2019 6:58:00 PM EAT

Jay Clayton said : “Through my discussions with Main Street investors across the country, it became apparent to me that there are several key concepts involving working with a financial professional that have not been well explained,” External link

sec Thursday, August 15, 2019 5:10:00 PM EAT

Jay Clayton said : “The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies,” External link

ipe Friday, August 9, 2019 7:37:00 PM EAT

Jay Clayton said : “The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies. Today’s proposal reflects these significant changes, as well as the reality that there will be changes in the future,” “I applaud the staff for their efforts to modernize and improve our disclosure framework, including recognizing that intangible assets, and in particular human capital, often are a significantly more important driver of value in today’s global economy. The proposals reflect a thoughtful mix of prescriptive and principles-based requirements that should result in improved disclosures and the elimination of unnecessary costs and burdens” External link

4-traders Friday, August 9, 2019 5:46:00 AM EAT

Jay Clayton said : "The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies," External link

4-traders Friday, August 9, 2019 1:32:00 AM EAT

Jay Clayton said : "The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies," External link

wsau Friday, August 9, 2019 12:56:00 AM EAT

Jay Clayton said : “The world economy and our markets have changed dramatically in the more than 30 years since the adoption of our rules for business disclosures by public companies. Today’s proposal reflects these significant changes, as well as the reality that there will be changes in the future,” “I applaud the staff for their efforts to modernize and improve our disclosure framework, including recognizing that intangible assets, and in particular human capital, often are a significantly more important driver of value in today’s global economy. The proposals reflect a thoughtful mix of prescriptive and principles-based requirements that should result in improved disclosures and the elimination of unnecessary costs and burdens” External link

mondovisione Friday, August 9, 2019 12:19:00 AM EAT

Jay Clayton said : “These appropriately tailored amendments provide needed clarity to NRSROs and other market participants,” External link

sec Wednesday, August 7, 2019 11:32:00 PM EAT

Jay Clayton said : “These appropriately tailored amendments provide needed clarity to NRSROs and other market participants,” External link

mondovisione Wednesday, August 7, 2019 10:37:00 PM EAT

Jay Clayton said : “I have heard from investors around the country that they wish they knew more about investing, including how to identify various red flags of fraudulent investment schemes and understanding the impact that fees and costs can have on investments,” “Helping Main Street investors make informed decisions about their financial future continues to be one of my top priorities as Chairman. An important part of this process is to hear directly from Main Street investors of all types. I look forward to a productive discussion in Chicago” External link

4-traders Monday, August 5, 2019 11:47:00 PM EAT

Jay Clayton said : “I’m grateful to Rob for his thoughtfulness, expertise and leadership in taking on the creation of the Cyber Unit,” External link

news-yahoo Tuesday, July 30, 2019 1:14:00 AM EAT

Jay Clayton said : "I’m grateful to Rob for his thoughtfulness, expertise and leadership in taking on the creation of the Cyber Unit," "He leaves the unit well-positioned to continue the critical work of protecting our markets and retail investors in this complex and continually developing area" External link

4-traders Monday, July 29, 2019 9:08:00 PM EAT

Jay Clayton said : "I’m grateful to Rob for his thoughtfulness, expertise and leadership in taking on the creation of the Cyber Unit," "He leaves the unit well-positioned to continue the critical work of protecting our markets and retail investors in this complex and continually developing area" External link

mondovisione Monday, July 29, 2019 8:13:00 PM EAT

Jay Clayton said : "I’m grateful to Rob for his thoughtfulness, expertise and leadership in taking on the creation of the Cyber Unit," "He leaves the unit well-positioned to continue the critical work of protecting our markets and retail investors in this complex and continually developing area" External link

sec Monday, July 29, 2019 7:30:00 PM EAT

Jay Clayton said : “Emily has consistently demonstrated tremendous leadership and legal judgment, and she has earned the respect of her peers across the SEC,” “I know that my colleagues and I look forward to continuing to work with Emily in her new role for the benefit of investors and our capital markets” External link

mondovisione Wednesday, July 24, 2019 12:32:00 AM EAT

Jay Clayton said : "Emily has consistently demonstrated tremendous leadership and legal judgment, and she has earned the respect of her peers across the SEC," "I know that my colleagues and I look forward to continuing to work with Emily in her new role for the benefit of investors and our capital markets" External link

finanznachrichten-en Tuesday, July 23, 2019 11:17:00 PM EAT

Jay Clayton said : “Emily has consistently demonstrated tremendous leadership and legal judgment, and she has earned the respect of her peers across the SEC,” “I know that my colleagues and I look forward to continuing to work with Emily in her new role for the benefit of investors and our capital markets” External link

sec Tuesday, July 23, 2019 10:21:00 PM EAT

Jay Clayton said : "Cases like [Jupai] happen with businesses everywhere around the world, it happens with US companies. But they happen far more often with Chinese companies, hands down," External link

news-yahoo Tuesday, July 16, 2019 1:09:00 PM EAT

Jay Clayton said : "The transition away from LIBOR is gaining some much needed traction, but, as the staff's statement makes clear, significant work remains," "The risks the statement highlights deserve careful attention and I draw particular attention to the staff’s observation: 'For many market participants, waiting until all open questions have been answered to begin this important work likely could prove to be too late to accomplish the challenging task required.' The SEC will continue to monitor disclosure and risk management efforts related to the LIBOR transition, and we welcome engagement from market participants on these important matters" External link

4-traders Saturday, July 13, 2019 1:54:00 AM EAT

Jay Clayton said : "The transition away from LIBOR is gaining some much needed traction, but, as the staff's statement makes clear, significant work remains," "The risks the statement highlights deserve careful attention and I draw particular attention to the staff’s observation: 'For many market participants, waiting until all open questions have been answered to begin this important work likely could prove to be too late to accomplish the challenging task required.' The SEC will continue to monitor disclosure and risk management efforts related to the LIBOR transition, and we welcome engagement from market participants on these important matters" External link

sec Saturday, July 13, 2019 12:37:00 AM EAT

Jay Clayton said : “If you are in the path of Tropical Storm Barry, please listen carefully to directions from local officials before, during, and after the storm. Your safety and that of your friends and family should be your top priority during this time,” “You can be assured that the dedicated staff of the SEC is monitoring the situation and is fully prepared to provide the support needed by affected investors and market participants” External link

mondovisione Friday, July 12, 2019 11:34:00 PM EAT

Jay Clayton said : "The transition away from LIBOR is gaining some much needed traction, but, as the staff's statement makes clear, significant work remains," "The risks the statement highlights deserve careful attention and I draw particular attention to the staff’s observation: 'For many market participants, waiting until all open questions have been answered to begin this important work likely could prove to be too late to accomplish the challenging task required.' The SEC will continue to monitor disclosure and risk management efforts related to the LIBOR transition, and we welcome engagement from market participants on these important matters" External link

mondovisione Friday, July 12, 2019 11:34:00 PM EAT

Jay Clayton said : “If you are in the path of Tropical Storm Barry, please listen carefully to directions from local officials before, during, and after the storm. Your safety and that of your friends and family should be your top priority during this time,” “You can be assured that the dedicated staff of the SEC is monitoring the situation and is fully prepared to provide the support needed by affected investors and market participants” External link

sec Friday, July 12, 2019 11:04:00 PM EAT

Jay Clayton said ( about Commission ) : "Julie's expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission's first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks," "The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets" External link

finanznachrichten-en Tuesday, July 9, 2019 10:58:00 PM EAT

Jay Clayton said ( about Commission ) : “Julie’s expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission’s first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks,” “The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets” External link

4-traders Tuesday, July 9, 2019 9:59:00 PM EAT

Jay Clayton said ( about Commission ) : “Julie’s expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission’s first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks,” “The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets” External link

mondovisione Tuesday, July 9, 2019 8:30:00 PM EAT

Jay Clayton said ( about Commission ) : “Julie’s expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission’s first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks,” “The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets” External link

foreignaffairs-nz Tuesday, July 9, 2019 7:56:00 PM EAT

Jay Clayton said ( about Commission ) : “Julie’s expertise and commitment to our mission were made particularly evident to me when she agreed to serve as the Commission’s first Acting Chief Risk Officer, setting a course for our efforts to identify, monitor, and mitigate risks,” “The SEC has been benefitted by her work in each of the roles she has taken on during her 14 years of service. On behalf of the entire agency, I thank her for her years of dedication to investors and our markets” External link

sec Tuesday, July 9, 2019 7:34:00 PM EAT

Jay Clayton said ( about Commission ) : “Allison’s expertise in securities law, including from her prior tenure at the Commission, will be invaluable to our efforts to advance the interests of investors and our markets,” “Many of Allison’s former - and as of Monday, current - colleagues have expressed to me their support for Allison’s return. On behalf of all of my colleagues, Commissioners and staff alike, I am pleased to welcome her back” External link

4-traders Tuesday, July 9, 2019 7:25:00 PM EAT

Jay Clayton said ( about Commission ) : “Allison’s expertise in securities law, including from her prior tenure at the Commission, will be invaluable to our efforts to advance the interests of investors and our markets,” “Many of Allison’s former - and as of Monday, current - colleagues have expressed to me their support for Allison’s return. On behalf of all of my colleagues, Commissioners and staff alike, I am pleased to welcome her back” External link

mondovisione Tuesday, July 9, 2019 6:32:00 PM EAT

Jay Clayton noted ( about Commission ) : “Although settlement offers and waiver requests have generally been made contemporaneously, and resolution of both often is critical to achieving the necessary level of certainty, in recent years, the Commission has considered these matters almost exclusively on a segregated basis. Considering a settlement offer and a related waiver request as if they are two separate and unconnected events can add complexity, including because such a formulaic separation often is inconsistent with appropriate consideration of the substance and interconnected nature of the matters at issue and undermines factors that drive appropriate settlements. The complexity added by such a separation can substantially complicate and lengthen the negotiating process, which, among other consequences, may not lead to the best outcome for investors and can unnecessarily tap Commission resources” External link

dodd-frank Wednesday, July 3, 2019 10:26:00 PM EAT

Jay Clayton stated ( about Commission ) : “I have consulted with the Office of the General Counsel and the Division of Enforcement regarding the mechanics of the Commission’s consideration of a simultaneous offer of settlement and waiver request. Based on these discussions, I generally expect that, in a matter where a simultaneous settlement offer and waiver request are made and the settlement offer is accepted but the waiver request is not approved in whole or in part, the prospective defendant would need to promptly notify the staff (typically within a matter of five business days) of its agreement to move forward with that portion of the settlement offer that the Commission accepted. In the event a prospective defendant does not promptly notify the staff that it agrees to move forward with that portion of the settlement offer that was accepted (or the defendant otherwise withdraws its offer of settlement), the negotiated settlement terms that would have resolved the underlying enforcement action may no longer be available and a litigated proceeding may follow” External link

dodd-frank Wednesday, July 3, 2019 10:26:00 PM EAT

Jay Clayton said ( about French Hill ) : "I have had many opportunities to work with Holli as we have advocated for the agency's mission on Capitol Hill over the past several years, and I am happy that she will continue her service to our markets and investors in her new position," External link

mondovisione Thursday, June 27, 2019 3:10:00 AM EAT

Jay Clayton said ( about Commission ) : "I am appreciative of each of the women and men who have committed to advancing the SEC's mission alongside me, my fellow Commissioners, and our 4,500 talented colleagues," "The Commission and, most importantly, American investors and markets benefit greatly from their diverse backgrounds, wide ranges of experience, and unwavering dedication to our mission and the long-term interests of our Main Street investors" External link

finanznachrichten-en Thursday, June 27, 2019 1:20:00 AM EAT

Jay Clayton said ( about French Hill ) : "I have had many opportunities to work with Holli as we have advocated for the agency's mission on Capitol Hill over the past several years, and I am happy that she will continue her service to our markets and investors in her new position," External link

finanznachrichten-en Thursday, June 27, 2019 1:20:00 AM EAT

Jay Clayton said ( about French Hill ) : "I have had many opportunities to work with Holli as we have advocated for the agency's mission on Capitol Hill over the past several years, and I am happy that she will continue her service to our markets and investors in her new position," External link

sec Thursday, June 27, 2019 12:27:00 AM EAT

Jay Clayton said ( about Commission ) : “Sean has been an indispensable asset to the Commission as deputy chief of staff, taking on a wide portfolio involving some of the most important and complex issues the agency handles,” “America’s investors and markets will continue to benefit from his capable leadership, consensus-oriented approach, and excellent judgment” External link

sec Wednesday, June 26, 2019 10:48:00 PM EAT

Jay Clayton said ( about Commission ) : “Sean has been an indispensable asset to the Commission as deputy chief of staff, taking on a wide portfolio involving some of the most important and complex issues the agency handles,” “America’s investors and markets will continue to benefit from his capable leadership, consensus-oriented approach, and excellent judgment” External link

mondovisione Wednesday, June 26, 2019 10:33:00 PM EAT

Jay Clayton said ( about Commission ) : “Sean has been an indispensable asset to the Commission as deputy chief of staff, taking on a wide portfolio involving some of the most important and complex issues the agency handles,” “America’s investors and markets will continue to benefit from his capable leadership, consensus-oriented approach, and excellent judgment” External link

4-traders Wednesday, June 26, 2019 10:28:00 PM EAT

Jay Clayton said : "Bryan has skillfully steered the Office of Legislative and Intergovernmental Affairs through events both expected and unexpected during his tenure," "His deep knowledge of government, from Congress to the Commission to the FHFA and other bodies, will serve the agency well" External link

finanznachrichten-en Wednesday, June 26, 2019 10:13:00 PM EAT

Jay Clayton said ( about Commission ) : "Sean has been an indispensable asset to the Commission as deputy chief of staff, taking on a wide portfolio involving some of the most important and complex issues the agency handles," "America's investors and markets will continue to benefit from his capable leadership, consensus-oriented approach, and excellent judgment" External link

finanznachrichten-en Wednesday, June 26, 2019 10:13:00 PM EAT

Jay Clayton said : "In the Spring of 2017, as I moved through the Senate confirmation process, it was emphasized to me by many, including Senators Shelby, Warner and Corker, how important it would be to have an effective Chief of Staff. They could not have been more correct and, over the past two plus years, the Commission could not have had a better Chief of Staff than Lucas Moskowitz," "The combination of Lucas' breadth of knowledge and his pragmatic, mission-oriented approach to the many facets of our mandate have been invaluable to the Commission, our markets and our investors. It is with deep thanks and admiration that my colleagues and I wish Lucas all the best" External link

finanznachrichten-en Wednesday, June 26, 2019 10:13:00 PM EAT

Jay Clayton said ( about Commission ) : “The Commission has an important role to play when it comes to investor education, particularly when it comes to the critical decision of whom investors trust to assist them in securing their financial future,” “These events are intended to help Main Street investors better understand the key choices they have to make when deciding whether to work with a financial professional. I look forward to continuing the conversation I began with many Main Street investors at our roundtables last year” External link

sec Thursday, June 20, 2019 1:26:00 AM EAT

Jay Clayton said : “Hosting the Forum this year in the heart of the Silicon Prairie is a great continuation of reaching out to, and hearing directly from, small businesses and their investors from across the country,” External link

mondovisione Thursday, June 13, 2019 2:53:00 AM EAT

Jay Clayton said : “Hosting the Forum this year in the heart of the Silicon Prairie is a great continuation of reaching out to, and hearing directly from, small businesses and their investors from across the country,” External link

sec Wednesday, June 12, 2019 10:34:00 PM EAT

Jay Clayton said : “Hosting the Forum this year in the heart of the Silicon Prairie is a great continuation of reaching out to, and hearing directly from, small businesses and their investors from across the country,” External link

4-traders Wednesday, June 12, 2019 9:51:00 PM EAT

Jay Clayton said : "Hosting the Forum this year in the heart of the Silicon Prairie is a great continuation of reaching out to, and hearing directly from, small businesses and their investors from across the country," External link

finanznachrichten-en Wednesday, June 12, 2019 9:37:00 PM EAT

Jay Clayton said : “The other thing that is important is [...] we have sophisticated rules and surveillance to ensure that people are not manipulating the stock market, those cryptocurrency markets by large do not have that; And we’re working hard to see if we can get there, but I’m not just going to flip a switch and say this is just like stocks and bonds, because it’s not” External link

news-yahoo Thursday, June 6, 2019 9:39:00 PM EAT

Jay Clayton said : "We're raising the standard of conducts for broker-dealers," External link

cnbc Thursday, June 6, 2019 5:39:00 PM EAT

Jay Clayton said : "You do a good job managing money, you should get paid," External link

cnbc Thursday, June 6, 2019 5:39:00 PM EAT

Jay Clayton says : “An undue focus on short-term results among companies may lead to inefficient allocation of capital, reduce long-term returns for Main Street investors, and encumber economic growth,” External link

news-yahoo Wednesday, June 5, 2019 10:31:00 PM EAT

Jay Clayton told : “We are not going to do any violence to the traditional definition of a security that has worked for a long time,” External link

usaToday Wednesday, June 5, 2019 9:01:00 PM EAT

Jay Clayton said ( about Commission ) : “Teachers, active duty military, and veterans provide tremendous service to our country, often at great personal and financial sacrifice to themselves and their families, yet far too often are targeted and fall victim to securities fraud and other misconduct,” “These new initiatives reflect the Commission’s dedication to fighting fraud and to educating retail investors. My colleagues and I are particularly focused on ensuring that our teachers, veterans, and active duty military, who often leave financial planning to others, know the financial services they are getting, what they are paying for those financial services, and to call us if something doesn’t seem right” External link

mondovisione Tuesday, June 4, 2019 1:55:00 AM EAT

Jay Clayton said ( about Commission ) : "Teachers, active duty military, and veterans provide tremendous service to our country, often at great personal and financial sacrifice to themselves and their families, yet far too often are targeted and fall victim to securities fraud and other misconduct," "These new initiatives reflect the Commission's dedication to fighting fraud and to educating retail investors. My colleagues and I are particularly focused on ensuring that our teachers, veterans, and active duty military, who often leave financial planning to others, know the financial services they are getting, what they are paying for those financial services, and to call us if something doesn't seem right" External link

finanznachrichten-en Tuesday, June 4, 2019 12:58:00 AM EAT

Jay Clayton said ( about Commission ) : “The Commission has the dual responsibility to promote efforts by market participants to address cyber risks and respond to cyber events as well as our own obligations to address cyber risks and prepare for cyber events affecting the agency itself. Kevin’s wide range of expertise regarding cybersecurity risk and financial markets, including 30 years in the intelligence community, will be invaluable to our continued pursuit of these important efforts,” External link

mondovisione Monday, June 3, 2019 9:54:00 PM EAT

Jay Clayton said ( about Commission ) : “The Commission has the dual responsibility to promote efforts by market participants to address cyber risks and respond to cyber events as well as our own obligations to address cyber risks and prepare for cyber events affecting the agency itself. Kevin’s wide range of expertise regarding cybersecurity risk and financial markets, including 30 years in the intelligence community, will be invaluable to our continued pursuit of these important efforts,” External link

4-traders Monday, June 3, 2019 8:20:00 PM EAT

Jay Clayton said : "I am grateful that Sagar has agreed to take on this important role, and I have no doubt that he will pick up right where Wes left off leading the Commission’s talented group of accounting and audit professionals," "Sagar's extensive experience and expertise in accounting and audit matters is well recognized by his colleagues both inside and outside the Commission, and I know that he comes to work every day dedicated to ensuring that our investors have the benefit of the highest quality reporting and audit standards" External link

sec Thursday, May 30, 2019 10:49:00 PM EAT

Jay Clayton said ( about Commission ) : "Wes is both the consummate professional and model public servant," "From the first day I met Wes, I was impressed by the depth of his knowledge and his commitment to high quality standards for the benefit of our markets and our investors. Wes has moved the Commission forward in many ways, and I cannot thank him enough for his service" External link

mondovisione Thursday, May 30, 2019 10:20:00 PM EAT

Jay Clayton said : "I am grateful that Sagar has agreed to take on this important role, and I have no doubt that he will pick up right where Wes left off leading the Commission’s talented group of accounting and audit professionals," "Sagar's extensive experience and expertise in accounting and audit matters is well recognized by his colleagues both inside and outside the Commission, and I know that he comes to work every day dedicated to ensuring that our investors have the benefit of the highest quality reporting and audit standards" External link

mondovisione Thursday, May 30, 2019 10:20:00 PM EAT

Jay Clayton said : “I believe every ICO I’ve seen is a security” External link

news-yahoo Tuesday, May 28, 2019 6:11:00 PM EAT

Jay Clayton said : “Many of these smaller companies – including biotech and health care companies – will be able to redirect the savings into growing their companies by investing in research and human capital,” External link

marketwatch Monday, May 13, 2019 1:59:00 PM EAT

Jay Clayton said : “The proposed rules are, first and foremost, intended to ensure that investors receive the financial information necessary to understand the potential effects of significant acquisitions or dispositions,” “The staff’s work on the proposed rule amendments reflects years of experience. Their work to eliminate unnecessary costs and burdens of the current rules which in some cases have been significant and frustrated otherwise attractive transactions while at the same time improving the disclosures investors receive should be applauded” External link

mondovisione Friday, May 3, 2019 7:11:00 PM EAT

Jay Clayton said : "The proposed rules are, first and foremost, intended to ensure that investors receive the financial information necessary to understand the potential effects of significant acquisitions or dispositions," "The staff's work on the proposed rule amendments reflects years of experience. Their work to eliminate unnecessary costs and burdens of the current rules - which in some cases have been significant and frustrated otherwise attractive transactions - while at the same time improving the disclosures investors receive should be applauded" External link

finanznachrichten-en Friday, May 3, 2019 6:23:00 PM EAT

Jay Clayton said : "Asking the right questions of yourself and of those who provide financial services is key to getting started and staying on the right track," External link

xinhuanet_en Tuesday, April 9, 2019 9:33:00 AM EAT

Jay Clayton said : "Whether you're an experienced investor or new to the market, Investor.gov can help you identify questions and find answers," External link

xinhuanet_en Tuesday, April 9, 2019 9:33:00 AM EAT

Jay Clayton added ( about The UK ) : “The SEC and the FCA have a long history of effective cooperation on supervisory and other matters. The amended MoUs we entered into today reaffirm this commitment and collaboration with respect to the oversight of our respective registrants for the benefit of each of our markets and investors” External link

ipe Friday, March 29, 2019 11:23:00 PM EAT

Jay Clayton said : "I am delighted that Jeff will be serving in this role," "The U.S. and international financial markets of today are substantially different from those of the early 2000s. As markets evolve, market risks change, and new risks emerge. Our approach to identifying, monitoring, and responding to these risks should take into account this changing environment and the related need to draw on information and resources across the SEC and other regulators we work with-including through the FSOC, the FSB, and other organizations. I have worked closely with Jeff for nearly two years, and I have been continually impressed by the leadership and judgment he brings to bear on a broad range of areas. I look forward to working with him in this new important capacity" External link

finanznachrichten-en Tuesday, March 26, 2019 3:34:00 AM EAT

Jay Clayton said : “I am delighted that Jeff will be serving in this role,” “The U.S. and international financial markets of today are substantially different from those of the early 2000s. As markets evolve, market risks change, and new risks emerge. Our approach to identifying, monitoring, and responding to these risks should take into account this changing environment and the related need to draw on information and resources across the SEC and other regulators we work with—including through the FSOC, the FSB, and other organizations. I have worked closely with Jeff for nearly two years, and I have been continually impressed by the leadership and judgment he brings to bear on a broad range of areas. I look forward to working with him in this new important capacity” External link

sec Tuesday, March 26, 2019 2:41:00 AM EAT

Jay Clayton said : “I am delighted that Jeff will be serving in this role,” “The U.S. and international financial markets of today are substantially different from those of the early 2000s. As markets evolve, market risks change, and new risks emerge. Our approach to identifying, monitoring, and responding to these risks should take into account this changing environment and the related need to draw on information and resources across the SEC and other regulators we work withincluding through the FSOC, the FSB, and other organizations. I have worked closely with Jeff for nearly two years, and I have been continually impressed by the leadership and judgment he brings to bear on a broad range of areas. I look forward to working with him in this new important capacity” External link

mondovisione Tuesday, March 26, 2019 1:17:00 AM EAT

Jay Clayton stated : “Investment advisers play a vital and trusted role in our markets,” External link

ctpost Tuesday, March 12, 2019 11:51:00 PM EAT

Jay Clayton said : “Establishing the Chief Risk Officer position at the SEC is an important step forward in our continuing efforts to strengthen the agency’s risk management program,” “Gabe is an experienced senior leader with deep risk, legal, compliance, and financial markets expertise. I am certain we will benefit from his advice and insights. I also want to thank Julie for giving us a running start on this initiative” External link

mondovisione Thursday, February 28, 2019 11:48:00 PM EAT

Jay Clayton said : “Establishing the Chief Risk Officer position at the SEC is an important step forward in our continuing efforts to strengthen the agency’s risk management program,” “Gabe is an experienced senior leader with deep risk, legal, compliance, and financial markets expertise. I am certain we will benefit from his advice and insights. I also want to thank Julie for giving us a running start on this initiative” External link

sec Thursday, February 28, 2019 11:33:00 PM EAT

Jay Clayton said ( about Commission ) : "I applaud the staff’s efforts to evaluate our data needs and cybersecurity risk profile and believe this revised approach to the receipt of new, non-public monthly Form N-PORT data enables the Commission to receive and analyze this new data while meaningfully reducing the sensitivity of that data at the time it is transmitted to the Commission," External link

mondovisione Thursday, February 28, 2019 9:10:00 AM EAT

Jay Clayton said ( about Commission ) : "I applaud the staff’s efforts to evaluate our data needs and cybersecurity risk profile and believe this revised approach to the receipt of new, non-public monthly Form N-PORT data enables the Commission to receive and analyze this new data while meaningfully reducing the sensitivity of that data at the time it is transmitted to the Commission," External link

sec Thursday, February 28, 2019 7:04:00 AM EAT

Jay Clayton said ( about Commission ) : "I applaud the staff's efforts to evaluate our data needs and cybersecurity risk profile and believe this revised approach to the receipt of new, non-public monthly Form N-PORT data enables the Commission to receive and analyze this new data while meaningfully reducing the sensitivity of that data at the time it is transmitted to the Commission," External link

finanznachrichten-en Thursday, February 28, 2019 6:32:00 AM EAT

Jay Clayton said ( about Commission ) : "I applaud the staff’s efforts to evaluate our data needs and cybersecurity risk profile and believe this revised approach to the receipt of new, non-public monthly Form N-PORT data enables the Commission to receive and analyze this new data while meaningfully reducing the sensitivity of that data at the time it is transmitted to the Commission," External link

4-traders Thursday, February 28, 2019 5:58:00 AM EAT

Jay Clayton added : "Specifically, when companies and corporate insiders make statements, they must act responsibly, including endeavoring to ensure the statements are not false or misleading and do not omit information a reasonable investor would consider important in making an investment decision," External link

news-yahoo Tuesday, February 26, 2019 3:37:00 AM EAT

Jay Clayton said : "Giles is widely respected by his colleagues throughout the Commission for his steady and thoughtful counsel," "I want to thank him for taking on this important role in support of the Commission and OCA" External link

finanznachrichten-en Thursday, February 21, 2019 11:56:00 PM EAT

Jay Clayton said : "Giles is widely respected by his colleagues throughout the Commission for his steady and thoughtful counsel," "I want to thank him for taking on this important role in support of the Commission and OCA" External link

mondovisione Thursday, February 21, 2019 10:16:00 PM EAT

Jay Clayton said : "Giles is widely respected by his colleagues throughout the Commission for his steady and thoughtful counsel," "I want to thank him for taking on this important role in support of the Commission and OCA" External link

sec Thursday, February 21, 2019 9:24:00 PM EAT

Jay Clayton said : "I continue to believe that any SEC policy decision on this subject should be made by the commission in a measured and deliberative manner," External link

4-traders Tuesday, February 12, 2019 3:55:00 AM EAT

Jay Clayton said : "this issue is not a priority for me" External link

4-traders Tuesday, February 12, 2019 3:55:00 AM EAT

Jay Clayton said : "What investors expect is that trading in the commodity that underlies that ETF makes sense and is free from the risk of manipulation. It's an issue that needs to be addressed before I would be comfortable," External link

ibtimes Saturday, February 9, 2019 10:28:00 AM EAT

Jay Clayton wrote : "cyber-threats are among the most urgent risk to America's economic and national security and the personal safety of its citizens" External link

4-traders Tuesday, February 5, 2019 9:54:00 PM EAT

Jay Clayton said ( about Commission ) : “Manisha knows the value of orderly, deep, and transparent markets to our investors and our country, and I am grateful that she has decided to take on this new, important role,” “I am confident that her extensive experience and expertise in market data and regulatory reporting will further enhance the Commission’s ability to effectively oversee the SROs’ implementation of the CAT” External link

sec Tuesday, January 29, 2019 6:35:00 PM EAT

Jay Clayton said : “If we can settle matters quickly, we can move on to other matters,” External link

theepochtimes Thursday, January 24, 2019 1:10:00 AM EAT

Jay Clayton conceded : “It’s not the right approach in every matter,” External link

theepochtimes Thursday, January 24, 2019 1:10:00 AM EAT

Jay Clayton said : "The prices retail investors are seeing are the prices they should rely on, and free from manipulation - not free from volatility, but free from manipulation," External link

news-yahoo Tuesday, January 8, 2019 12:50:00 AM EAT

Jay Clayton said : "What [investors] don't want is hidden incentives or incentives that are clearly inconsistent with making a recommendation that is in the interests of their clients," External link

4-traders Wednesday, December 26, 2018 11:15:00 AM EAT

Jay Clayton déclaré : "Une forme de période d'ajustement serait bienvenue" External link

lefigaro Tuesday, December 18, 2018 4:48:00 PM EAT

Jay Clayton ajouté : "Notre système financier est très complexe et il est difficile d'identifier quelles seront les conséquences du fait que quelque chose ne sera plus valide" External link

lefigaro Tuesday, December 18, 2018 4:48:00 PM EAT



Key Titles and Phrases Count Lang Last Seen
chairman7.43%EN10/27/201727/10/2017
exchange commission chairman0.68%EN10/20/201720/10/2017
exchange commission chairman nominee0.68%EN09/26/201726/09/2017
nominee0.68%EN09/26/201726/09/2017
president0.68%EN09/21/201721/09/2017
avocat6.08%FR09/20/201720/09/2017
attorney12.16%EN07/18/201718/07/2017
advogado10.14%PT05/03/201703/05/2017
lawyer55.41%EN05/02/201702/05/2017
ancien avocat4.05%FR03/17/201717/03/2017
legal advisor0.68%EN01/13/201713/01/2017
advisor0.68%EN01/13/201713/01/2017
york corporate lawyer0.68%EN01/04/201704/01/2017
Names Lang Count
Jay ClaytonEN82.94%
Jay ClaytonFR9.56%
Jay ClaytonPT7.17%
Jay ClaytonES0.34%


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Saturday, April 4, 2020

6:42:00 PM EAT


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Rob Jackson said ( about Jay Clayton ) : "I will always be proud to have served alongside my fellow Commissioners, Chairman (Jay) Clayton, and especially the commission's staff, who dedicate their careers to protecting ordinary investors and give hardworking American families the chance to build a better future," External link

wsau Thursday, January 16, 2020 1:51:00 PM EAT

Hester Peirce added ( about Jay Clayton ) : “I have particularly enjoyed working closely with our staff, who have put enormous effort into grappling with these complex issues,” “I am also thankful for Chairman Clayton’s determination to complete this long-delayed rulemaking and for the opportunity to play a significant role in this effort.I look forward to further engagement with other regulators and market participants, including through substituted compliance applications, as we move toward the registration compliance date” External link

sec Wednesday, December 18, 2019 8:09:00 PM EAT

Hester Peirce said ( about Jay Clayton ) : “These final rules are designed to ensure the financial integrity of dealers at the center of the critically important security-based swap market and represent an enormous effort on the part of our staff, particularly in the Divisions of Trading and Markets and Economic and Risk Analysis,” “In addition, working with Commissioner Quintenz and the CFTC on this important rule has been a wonderful opportunity to cooperate in a way that serves the American people. Throughout the process, our two staffs have drawn on one another’s experiences, expertise, and insights in an effort to build effective rules. I am grateful to Chairman Giancarlo and Chairman Clayton for their work on this rule and our broader cooperation efforts” External link

4-traders Friday, June 21, 2019 7:17:00 PM EAT

Hester Peirce said ( about Jay Clayton ) : “These final rules are designed to ensure the financial integrity of dealers at the center of the critically important security-based swap market and represent an enormous effort on the part of our staff, particularly in the Divisions of Trading and Markets and Economic and Risk Analysis,” “In addition, working with Commissioner Quintenz and the CFTC on this important rule has been a wonderful opportunity to cooperate in a way that serves the American people. Throughout the process, our two staffs have drawn on one another’s experiences, expertise, and insights in an effort to build effective rules. I am grateful to Chairman Giancarlo and Chairman Clayton for their work on this rule and our broader cooperation efforts” External link

mondovisione Friday, June 21, 2019 6:40:00 PM EAT

Barbara Roper said ( about Jay Clayton ) : "The SEC under Clayton pledged to protect Mr. and Mrs. 401K at the onset of crafting regulation best interest. The proposed rule-making is a betrayal of that promise," External link

channelnewsasia Wednesday, June 5, 2019 9:06:00 PM EAT

Barbara Roper said ( about Jay Clayton ) : "The SEC under Clayton pledged to protect Mr. and Mrs. 401K at the onset of crafting regulation best interest. The proposed rule-making is a betrayal of that promise," External link

4-traders Wednesday, June 5, 2019 9:05:00 PM EAT

Barbara Roper said ( about Jay Clayton ) : "The SEC under Clayton pledged to protect Mr. and Mrs. 401K at the onset of crafting regulation best interest. The proposed rule-making is a betrayal of that promise," External link

wsau Wednesday, June 5, 2019 5:34:00 PM EAT

Barbara Roper said ( about Jay Clayton ) : “These regulations are a betrayal of the Mr. and Ms. 401(k) investors Chairman Clayton pledged to protect when he launched this rulemaking,” External link

4-traders Tuesday, June 4, 2019 6:36:00 PM EAT

Stephen K Bannon said ( about Jay Clayton ) : “Jay Clayton of Sullivan & Cromwell, who’s head of the SEC, with one stroke of the pen he can take care of a lot of these problems,” “Of just a level playing field, first off full disclosure by the Chinese companies. Just have Chinese companies have full disclosure like the American companies have, that will stop a lot of the fraud and a lot of this money going to the CCP that’s being raised on Wall street right now” External link

theepochtimes Friday, April 26, 2019 7:26:00 PM EAT

Donald Trump disse ( about Jay Clayton ) : "Jay Clayton é um especialista altamente talentoso em muitos aspectos da legislação financeira e regulatória, e ele vai garantir que nossas instituições financeiras possam prosperar e criar empregos, ao mesmo tempo que atuam de acordo com as regras" External link

noticias-r7 Wednesday, January 4, 2017 9:20:00 PM EAT

Donald Trump disse ( about Jay Clayton ) : "Jay Clayton é um especialista altamente talentoso em muitos aspectos da legislação financeira e regulatória, e ele vai garantir que nossas instituições financeiras possam prosperar e criar empregos, ao mesmo tempo que atuam de acordo com as regras" External link

dci Wednesday, January 4, 2017 8:48:00 PM EAT